-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HBsAE8rrn+TbUMLx2J0vP+xRvPa3OfLgjUduCyuN6rvasdyjRHHiZtXrwTFYTeg9 R6E35hXD5gsDwqE86xx6gw== 0000898432-08-000160.txt : 20080214 0000898432-08-000160.hdr.sgml : 20080214 20080214190328 ACCESSION NUMBER: 0000898432-08-000160 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 CITYWEST BLVD., SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (713) 850-7600 MAIL ADDRESS: STREET 1: P.O. BOX 421129 CITY: HOUSTON STATE: TX ZIP: 77242 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF DANE CENTRAL INDEX KEY: 0001201810 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 08620274 BUSINESS ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL STREET STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 2253447780 MAIL ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL ST STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAPLE LEAF CAPITAL I, LLC CENTRAL INDEX KEY: 0001390026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 08620273 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-344-7780 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 5 1 geokineticsform5_ex.xml X0202 5 2007-12-31 0 0 1 0000314606 GEOKINETICS INC GOK 0001201810 ANDREEFF DANE C/O ANDREEFF EQUITY ADVISORS LLC 450 LAUREL ST STE 2105 BATON ROUGE LA 70801 0 0 1 0 0001390026 MAPLE LEAF CAPITAL I, LLC 450 LAUREL STREET SUITE 2105 BATON ROUGE LA 70801 0 0 1 0 Common Stock 2007-12-26 4 S 0 2870 19.3325 D 1841655 I See footnote Common Stock 2007-12-31 4 P 0 25986 19.1410 A 1841655 I See footnote Common Stock 2007-12-31 4 P 0 2600 19.2308 A 1841655 I See footnote Common Stock 2008-01-09 4 P 0 1019 17.0354 A 1841655 I See footnote This transaction was made by a fund that is not, iself, a 10% owner of the issuer's securities. As a Director of the fund, Dane Andreef, is reporting this transaction because he may be deemed an indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate, including immediately exercisable warrants. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. The fund's general partner, Maple Leaf Capital I, L.L.C., and the general partner's managing member, Dane Andreeff, are reporting this transaction because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate, including immediately exercisable warrants. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein. /s/ Dane Andreeff 2008-02-14 EX-99 2 exhibit99.txt FORM 5 JOINT FILER INFORMATION Name: Maple Leaf Capital I, L.L.C. Address: c/o Andreeff Equity Advisors, L.L.C., 450 Laurel Street, Suite 2105, Baton Rouge, LA 70801 Designated Filer: Dane Andreeff Issuer & Ticker Symbol: Geokinetics Inc. (GOK) Date of Event Requiring Statement: December 31, 2007 Signature: /s/Dane Andreeff --------------------------------- By: Dane Andreeff, Managing Member -----END PRIVACY-ENHANCED MESSAGE-----