-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NmrLYyCNNfPfs766JCZy9uIyI0E6WinyPkSrBitEatWUXGkxK63jJqusQeVs5mA3 j/TmMOqvT/9DGQ4sSO27Xg== 0000898432-07-000543.txt : 20070702 0000898432-07-000543.hdr.sgml : 20070702 20070702185851 ACCESSION NUMBER: 0000898432-07-000543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070702 DATE AS OF CHANGE: 20070702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138507600 MAIL ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAPLE LEAF CAPITAL I, LLC CENTRAL INDEX KEY: 0001390026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 07956968 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-344-7780 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF DANE CENTRAL INDEX KEY: 0001201810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 07956969 BUSINESS ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL STREET STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 2253447780 MAIL ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL ST STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAPLE LEAF PARTNERS LP CENTRAL INDEX KEY: 0001166138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 07956970 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 2253447780 4 1 mlp_form4ex.xml X0202 4 2007-06-29 0 0000314606 GEOKINETICS INC GOK 0001166138 MAPLE LEAF PARTNERS LP C/O ANDREEF EQUITY ADVISORS, L.L.C. 450 LAUREL STREET, SUITE 2105 BATON ROUGE LA 70801 0 0 1 0 0001390026 MAPLE LEAF CAPITAL I, LLC 450 LAUREL STREET SUITE 2105 BATON ROUGE LA 70801 0 0 1 0 0001201810 ANDREEFF DANE C/O ANDREEFF EQUITY ADVISORS L.L.C. 450 LAUREL ST STE 2105 BATON ROUGE LA 70801 0 0 1 0 Common Stock 2007-06-29 4 P 0 53750 31.0089 A 827281.4 D This transaction was made by Maple Leaf Partners, L.P., a direct beneficial owner of more than 10% of the issuer's securities. The partnership's general partner, Maple Leaf Capital I, L.L.C., and the general partner's managing member, Dane Andreeff, are reporting these transactions because, when these holdings are aggregated with their other indirect holdings of this issuer's securities, they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities. As of June 29, 2007, Dane Andreeff may be deemed to beneficially own 1,817,286 shares of Common Stock, including immediately exercisable warrants, and Maple Leaf Capital I, L.L.C. may be deemed to beneficially own 1,018,548 shares of Common Stock, including immediately exercisable warrants. /s/ Dane Andreeff, Managing Member of the Reporting Person's General Partner 2007-07-02 EX-99 2 exhibit99.txt EXHIBIT 99 Form 4 Joint Filer Information Name: Dane Andreeff Address: c/o Andreeff Equity Advisors, L.L.C., 450 Laurel Street Suite 2105, Baton Rouge, LA 70801 Designated Filer: Maple Leaf Partners, L.P. Issuer & Ticker Symbol: Geokinetics Inc. (GOK) Date of Event Requiring Statement: June 29, 2007 Signature: /s/ Dane Andreeff --------------------------------------- Name: Maple Leaf Capital I, L.L.C. Address: c/o Andreeff Equity Advisors, L.L.C., 450 Laurel Street Suite 2105 Baton Rouge, LA 70801 Designated Filer: Maple Leaf Partners, L.P. Issuer & Ticker Symbol: Geokinetics Inc. (GOK) Date of Event Requiring Statement: June 29, 2007 Signature: /s/ Dane Andreeff --------------------------------------- By: Dane Andreeff, Managing Member -----END PRIVACY-ENHANCED MESSAGE-----