-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q81eLm164fuYu3pG6ABpSWqNqWnRCeGj7Gr05HV9jdvaVxLF1QrVK1W66uGdmWqf UPukIVQgkLhufnw0fckstQ== 0000898432-07-000382.txt : 20070509 0000898432-07-000382.hdr.sgml : 20070509 20070509215432 ACCESSION NUMBER: 0000898432-07-000382 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070509 DATE AS OF CHANGE: 20070509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138507600 MAIL ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAPLE LEAF CAPITAL I, LLC CENTRAL INDEX KEY: 0001390026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 07834408 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-344-7780 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAPLE LEAF OFFSHORE LTD CENTRAL INDEX KEY: 0001350370 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 07834409 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 225-706-1600 MAIL ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF DANE CENTRAL INDEX KEY: 0001201810 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 07834410 BUSINESS ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL STREET STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 2253447780 MAIL ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS LLC STREET 2: 450 LAUREL ST STE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAPLE LEAF PARTNERS LP CENTRAL INDEX KEY: 0001166138 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 07834411 BUSINESS ADDRESS: STREET 1: 450 LAUREL STREET STREET 2: SUITE 2105 CITY: BATON ROUGE STATE: LA ZIP: 70801 BUSINESS PHONE: 2253447780 5 1 andreeff_form5ex.xml X0202 5 2006-12-31 0 0 1 0000314606 GEOKINETICS INC GKNT 0001166138 MAPLE LEAF PARTNERS LP C/O ANDREEFF EQUITY ADVISORS, L.L.C. 450 LAUREL STREET, SUITE 2105 BATON ROUGE LA 70801 0 0 1 0 0001201810 ANDREEFF DANE C/O ANDREEFF EQUITY ADVISORS, L.L.C. 450 LAUREL STREET, SUITE 2105 BATON ROUGE LA 70801 0 0 1 0 0001350370 MAPLE LEAF OFFSHORE LTD C/O ANDREEFF EQUITY ADVISORS, L.L.C. 450 LAUREL STREET, SUITE 2105 BATON ROUGE LA 70801 0 0 1 0 0001390026 MAPLE LEAF CAPITAL I, LLC C/O ANDREEFF EQUITY ADVISORS, L.L.C. 450 LAUREL STREET, SUITE 2105 BATON ROUGE LA 70801 0 0 1 0 Common Stock 2007-01-29 4 P 0 511 29.5000 A 1569087 I 0 Common Stock 2007-02-02 4 P 0 23 30.9700 A 1569087 I 0 Common Stock 2007-02-09 4 P 0 15 29.9900 A 1569087 I 0 Common Stock 2007-03-22 4 P 0 8 28.0000 A 1569087 I 0 Common Stock 2007-03-26 4 P 0 15 29.5000 A 1569087 I 0 Common Stock 2007-03-30 4 P 0 638 31.3857 A 1569087 I 0 Common Stock 2006-09-11 4 P 0 25343 1.8500 A 1569087 I 0 Common Stock 2006-09-19 4 P 0 8149 1.7500 A 1569087 I 0 Common Stock 2006-09-29 4 P 0 20372 1.7130 A 1569087 I 0 Common Stock 2006-11-01 4 P 0 1898 2.6248 A 1569087 I 0 Common Stock 2006-11-15 4 P 0 404 23.3000 A 1569087 I 0 Common Stock 2006-11-22 4 P 0 162 25.0000 A 1569087 I 0 Common Stock 2006-11-30 4 P 0 82 25.5000 A 1569087 I 0 Common Stock 2006-12-05 4 P 0 812 26.5000 A 1569087 I 0 Common Stock 2006-12-08 4 P 0 326 24.8500 A 1569087 I 0 Common Stock 2006-12-26 4 P 0 4638 29.3469 A 1569087 I 0 Common Stock 2006-12-28 4 P 0 894 31.0000 A 1569087 I 0 Common Stock 2007-01-12 4 P 0 1820 29.7500 A 1569087 I 0 Common Stock 2007-01-16 4 P 0 813 29.2500 A 1569087 I 0 Common Stock 2007-01-17 4 P 0 812 29.2500 A 1569087 I 0 Common Stock 2007-01-19 4 P 0 569 29.0000 A 1569087 I 0 Common Stock 2007-01-22 4 P 0 8127 32.0000 A 1569087 I 0 Common Stock 2007-01-23 4 P 0 8127 31.4377 A 1569087 I 0 Common Stock 2007-01-24 4 P 0 6421 31.7722 A 1569087 I 0 Common Stock 2007-01-26 4 P 0 8127 30.9880 A 1569087 I 0 Common Stock 2007-01-29 4 P 0 1544 29.9211 A 1569087 I 0 Common Stock 2007-01-05 4 P 0 201 31.0000 A 1569087 I 0 Common Stock 2007-01-03 4 S 0 43411 31.5000 D 773531.4 D Common Stock 2005-11-29 4 P 0 4902160 1.2500 A 656008.2 D Common Stock 2007-01-29 4 P 0 5445 29.5000 A 1569087 I 0 This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. That fund's general partner, Maple Leaf Capital I, L.L.C., and the general partner's managing member, Dane Andreeff, are reporting these transactions because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate. As of the issuer's fiscal year end, Dane Andreeff may be deemed to beneficially own 1,569,087 shares of Common Stock, including immediately exercisable warrants, and Maple Leaf Capital I, L.L.C. may be deemed to beneficially own 964,798 shares of Common Stock, including immediately exercisable warrants. Dane Andreeff and Maple Leaf Capital I, L.L.C. each disclaim beneficial ownership of the issuer's securities and derivatives, except to the extent of each such reporting person's pecuniary interest in those securities or derivatives. This transaction was made by Maple Leaf Partners, L.P., a direct beneficial owner of more than 10% of the issuer's securities. The partnership's general partner, Maple Leaf Capital I, L.L.C., and the general partner's managing member, Dane Andreeff, are reporting these transactions because they each may be deemed indirect beneficial owners of 10% or more of the issuer's securities, in the aggregate. As of the issuer's fiscal year end, Dane Andreeff may be deemed to beneficially own 1,569,087 shares of Common Stock, including immediately exercisable warrants, and Maple Leaf Capital I, L.L.C. may be deemed to beneficially own 964,798 shares of Common Stock, including immediately exercisable warrants. Dane Andreeff and Maple Leaf Capital I, L.L.C. each disclaim beneficial ownership of the issuer's securities and derivatives, except to the extent of each such reporting person's pecuniary interest in those securities or derivatives. This transaction was made by Maple Leaf Offshore, Ltd., a direct beneficial owner of more than 10% of the issuer's securities. Dane Andreeff, the company's general partner is reporting these transactions because he may be deemed the indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate. As of the issuer's fiscal year end, Dane Andreeff may be deemed to beneficially own 1,569,087 shares of Common Stock, including immediately exercisable warrants. Dane Andreeff disclaims beneficial ownership of the issuer's securities and derivatives, except to the extent of his pecuniary interest in those securities or derivatives. This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. Dane Andreeff, the fund's general partner is reporting these transactions because he may be deemed the indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate. As of the issuer's fiscal year end, Dane Andreeff may be deemed to beneficially own 1,569,087 shares of Common Stock, including immediately exercisable warrants. Dane Andreeff disclaims beneficial ownership of the issuer's securities and derivatives, except to the extent of his pecuniary interest in those securities or derivatives. The reporting person became a 10% owner of the issuer's securities on this date. /s/ Dane Andreeff, Managing Member of its General Partner, Maple Leaf Capital I, L.L.C. 2007-05-09 EX-99 2 exhibit99.txt EXHIBIT 99 FORM 5 JOINT FILER INFORMATION Name: Maple Leaf Capital I, L.L.C. Address: c/o Andreeff Equity Advisors, L.L.C., 450 Laurel Street Suite 2105, Baton Rouge, LA 70801 Designated Filer: Maple Leaf Partners, L.P. Issuer & Ticker Symbol: Geokinetics Inc. (GKNT) Date of Event Requiring Statement: November 29, 2005 Signature: /s/ Dane Andreeff ------------------------------- By: Dane Andreeff, Managing Member Name: Maple Leaf Offshore, Ltd. Address: c/o Andreeff Equity Advisors, L.L.C., 450 Laurel Street Suite 2105, Baton Rouge, LA 70801 Designated Filer: Maple Leaf Partners, L.P. Issuer & Ticker Symbol: Geokinetics Inc. (GKNT) Date of Event Requiring Statement: November 29, 2005 Signature: /s/ Dane Andreeff ------------------------------- By: Dane Andreeff, General Partner Name: Dane Andreeff Address: c/o Andreeff Equity Advisors, L.L.C., 450 Laurel Street Suite 2105, Baton Rouge, LA 70801 Designated Filer: Maple Leaf Partners, L.P. Issuer & Ticker Symbol: Geokinetics Inc. (GKNT) Date of Event Requiring Statement: November 29, 2005 Signature: /s/ Dane Andreeff ------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----