UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07. Submission of Matters to a Vote of Security Holders.
At the 2024 Annual Meeting of Shareholders of TOMI Environmental Solutions, Inc. (the “Company”) held on November 19, 2024 (the “Annual Meeting”), the shareholders of the Company approved three proposals, a description of which may be found in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission (the “SEC”) on October 21, 2024. Of the 20,015,205 shares of voting stock outstanding and entitled to vote as of the record date, 12,890,965 shares were represented at the Annual Meeting, which constituted a quorum. The final voting results of the three proposals are set forth below.
1. Election of Class I Directors. The Company’s shareholders elected Dr. Lim Boh Soon and Ms. Elissa J. Shane to serve on the Board of Directors (the “Board”) for a three-year term that will expire at the Company’s 2027 annual meeting of shareholders or at such time as his or her successor has been duly elected and qualified or his or her earlier resignation or removal. The results of the voting were as follows:
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| For |
| Withheld |
| Broker Non-Votes |
Lim Boh Soon |
| 10,170,628 |
| 607,504 |
| 2,112,833 |
Elissa J. Shane |
| 10,163,192 |
| 614,940 |
| 2,112,833 |
2. Ratification of Independent Registered Public Accounting Firm. The Company’s shareholders ratified the appointment of Rosenberg Rich Baker Berman & Co. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. The results of the voting were as follows:
For |
| Against |
| Abstain |
12,728,341 |
| 150,162 |
| 12,462 |
3. Approval of an amendment to the Restated Articles of Incorporation, as amended, to implement a reverse stock split. The Company’s shareholders approved a proposal to authorize the Company’s Board of Directors, in its discretion, to amend the Company’s Restated Articles of Incorporation, as amended, to effect a reverse stock split of the Company’s common stock, at a ratio in the range of 1-for-3 to 1-for-7, if the Board of Directors determines it is necessary to regain compliance with the $1.00 minimum bid price continued listing requirement of the Nasdaq Capital Market. The results of the voting were as follows:
For |
| Against |
| Abstain |
11,606,972 |
| 1,218,324 |
| 65,669 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TOMI ENVIRONMENTAL SOLUTIONS, INC. |
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Dated: November 20, 2024 | By: | /s/ Halden S. Shane |
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| Name: Halden S. Shane |
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| Title: Chief Executive Officer |
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