0001170022-14-000006.txt : 20140723 0001170022-14-000006.hdr.sgml : 20140723 20140722201130 ACCESSION NUMBER: 0001170022-14-000006 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140718 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140723 DATE AS OF CHANGE: 20140722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOMI Environmental Solutions, Inc. CENTRAL INDEX KEY: 0000314227 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 591947988 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-09908 FILM NUMBER: 14987498 BUSINESS ADDRESS: STREET 1: 9454 WILSHIRE BLVD. STREET 2: PENTHOUSE CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 8005251698 MAIL ADDRESS: STREET 1: 9454 WILSHIRE BLVD. STREET 2: PENTHOUSE CITY: BEVERLY HILLS STATE: CA ZIP: 90212 FORMER COMPANY: FORMER CONFORMED NAME: Ozone Man, Inc. DATE OF NAME CHANGE: 20071130 FORMER COMPANY: FORMER CONFORMED NAME: RPS GROUP INC DATE OF NAME CHANGE: 19940818 FORMER COMPANY: FORMER CONFORMED NAME: DAUPHIN INC DATE OF NAME CHANGE: 19940818 8-K 1 tomi-8k_072314chipman.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 18, 2014 TOMI ENVIRONMENTAL SOLUTIONS, INC. ------------------------------------------------------ (Exact Name of Registrant as Specified in Its Charter) Florida 000-09908 59-1947988 ------------------------------ ------------- ------------------------------ (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 9454 Wilshire Blvd., Penthouse, Beverly Hills, CA 90212 ---------------------------------------------------- ---------- (Address of principal executive offices) (Zip Code) (800) 525-1698 -------------------------------------------------- Registrant's telephone number, including area code Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(e)) Item 5.02 Departure of Principal Financial Officer (b) The registrant's principal financial officer resigned on July 18, 2014. A copy of his resignation letter is annexed hereto. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TOMI ENVIRONMENTAL SOLUTIONS, INC. Date: July 23, 2011 By: /s/ Halden Shane --------------------------- Halden Shane Principal Executive Officer EX-99 2 tomi-8k_072314exhibit.txt Christopher M. Chipman, CPA 2788 Egypt Road Audubon, PA 19403 July 18, 2014 Dr. Halden S. Shane Chief Executive Officer 9454 Wilshire Blvd., Penthouse Beverly Hills, CA 90212 Dear Dr. Shane: I am writing to formally notify you that I am resigning my position as Chief Financial Officer of TOMI Environmental Solutions ("TOMI"). The primary reason for my resignation is to pursue other opportunities. I appreciate the opportunity to work with you and TOMI and wish the best of luck and success in the future. Sincerely, /s/ Christopher M. Chipman, CPA _________________________________ Christopher M. Chipman, CPA