-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gz22Ll0OfXhYRMDkIEWh2cLtQM2Hv1LJEaXPPDZRzuXTfGpHelSFJWKEHiD0nx/c 7ed8WEF5wgRWP+vPqL2+Cg== 0000912057-99-002381.txt : 19991028 0000912057-99-002381.hdr.sgml : 19991028 ACCESSION NUMBER: 0000912057-99-002381 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLEETWOOD ENTERPRISES INC/DE/ CENTRAL INDEX KEY: 0000314132 STANDARD INDUSTRIAL CLASSIFICATION: MOBILE HOMES [2451] IRS NUMBER: 951948322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0425 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-51873 FILM NUMBER: 99734996 BUSINESS ADDRESS: STREET 1: 3125 MYERS ST STREET 2: P O BOX 7638 CITY: RIVERSIDE STATE: CA ZIP: 92523 BUSINESS PHONE: 9093513500 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLEETWOOD CAPITAL TRUST CENTRAL INDEX KEY: 0001065608 STANDARD INDUSTRIAL CLASSIFICATION: MOBILE HOMES [2451] FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-51873-01 FILM NUMBER: 99734997 BUSINESS ADDRESS: STREET 1: 3125 MYERS STREET CITY: RIVERSIDE STATE: CA ZIP: 92503 MAIL ADDRESS: STREET 1: 3125 MYERS STREET CITY: RIVERSIDE STATE: CA ZIP: 92503 424B3 1 424B3 PROSPECTUS SUPPLEMENT NO. 7 FILED PURSUANT TO RULE 424(B)(3) TO PROSPECTUS DATED JULY 9, 1998 REGISTRATION STATEMENT NO. 333-51873 FLEETWOOD CAPITAL TRUST 6% CONVERTIBLE TRUST PREFERRED SECURITIES (LIQUIDATION AMOUNT $50 PER CONVERTIBLE TRUST PREFERRED SECURITY) GUARANTEED TO THE EXTENT SET FORTH IN THE PROSPECTUS BY, AND CONVERTIBLE INTO COMMON STOCK OF, FLEETWOOD ENTERPRISES, INC. -------------- THE FOLLOWING INFORMATION SUPPLEMENTS, AND MUST BE READ IN CONNECTION WITH, THE INFORMATION CONTAINED IN THE PROSPECTUS, DATED JULY 9, 1998, OF FLEETWOOD CAPITAL TRUST AND FLEETWOOD ENTERPRISES, INC. THIS PROSPECTUS SUPPLEMENT MUST BE DELIVERED WITH A COPY OF THE PROSPECTUS. THE CAPITALIZED TERMS THAT ARE USED IN THIS PROSPECTUS SUPPLEMENT, BUT NOT OTHERWISE DEFINED, ARE DEFINED IN THE PROSPECTUS THE FOLLOWING INFORMATION COMPLETELY REPLACES THE INFORMATION PROVIDED IN THE PROSPECTUS UNDER THE CAPTION "SELLING SECURITYHOLDERS." ------------------------ SELLING SECURITYHOLDERS The following table sets forth, as of October 5, 1999: - the number of Preferred Securities beneficially owned and offered by each Selling Securityholder; - the percentage of Preferred Securities beneficially owned and offered by each Selling Securityholder; - the number of shares of Fleetwood Enterprises, Inc. common stock owned by each Selling Securityholder prior to the conversion of the Preferred Securities; and - the number of shares of Fleetwood Enterprises, Inc. common stock issuable upon conversion of the Preferred Securities. The Securities may be sold from time to time by the Selling Securityholders under this prospectus.
NUMBER OF NUMBER OF SHARES NUMBER OF SHARES PREFERRED PERCENT OF OF FLEETWOOD OF FLEETWOOD SECURITIES TOTAL ENTERPRISES, INC. ENTERPRISES, INC. BENEFICIALLY OUTSTANDING COMMON STOCK COMMON STOCK OWNED AND PREFERRED OWNED PRIOR TO ISSUABLE UPON SELLING SECURITYHOLDERS OFFERED HEREBY SECURITIES CONVERSION CONVERSION (1) - ------------------------------------- -------------- ----------- ------------------ ------------------ AAM/Zazove Institutional Income Fund, L.P................................. 35,500 * -- 36,433 Alpine Associates.................... 45,700 * -- 46,900 Alpine Partners, L.P................. 4,300 * -- 4,412 American Pioneer Life Insurance Co.................................. 500 * -- 513 American Progressive Life & Health Ins. Co. Of New York................ 500 * -- 513 American Public Entity Excess Pool... 500 * -- 513 American Republic Insurance Company.. 7,000 * -- 7,183 Anthracite Mutual Fire Insurance Company............................. 200 * -- 205
(CONTINUED ON NEXT PAGE) ------------------------ THE DATE OF THIS PROSPECTUS SUPPLEMENT IS OCTOBER 27, 1999
NUMBER OF NUMBER OF SHARES NUMBER OF SHARES PREFERRED PERCENT OF OF FLEETWOOD OF FLEETWOOD SECURITIES TOTAL ENTERPRISES, INC. ENTERPRISES, INC. BENEFICIALLY OUTSTANDING COMMON STOCK COMMON STOCK OWNED AND PREFERRED OWNED PRIOR TO ISSUABLE UPON SELLING SECURITYHOLDERS OFFERED HEREBY SECURITIES CONVERSION CONVERSION (1) - ------------------------------------- -------------- ----------- ------------------ ------------------ Argent Classic Convertible Arbitrage Fund (Bermuda) L.P.................. 35,700 * -- 36,637 Argent Classic Convertible Arbitrage Fund L.P............................ 16,800 1 -- 17,241 Arkansas PERS........................ 14,400 * -- 14,778 Associated Electric & Gas Insurance Services Limited.................... 20,000 * -- 20,525 Bank of America Convertible Securities Fund..................... 6,000 * -- 6,157 BCS Life Insurance Company........... 4,000 * -- 4,105 BNP Arbitrage SNC.................... 3,000 * 3,120 3,078 Capital Market Transactions, Inc..... 127,500 2 -- 130,849 Catholic Mutual Relief Society of America............................. 3,500 * -- 3,591 Catholic Mutual Relief Society Retirement Plan & Trust............. 2,000 * -- 2,052 Catholic Relief Insurance Company of America............................. 3,000 * -- 3,078 Chicago Mutual Insurance Company..... 400 * -- 410 Chrysler Insurance Company........... 30,000 * -- 30,788 Combined Insurance Company of America............................. 12,700 * -- 13,033 Commonwealth Dealers Life Insurance.. 1,000 * -- 1,026 David Lipscomb University General Endowment........................... 300 * -- 307 Dean Witter Convertible Securities Trust............................... 50,000 * -- 51,313 Equi-Select Ser Growth & Income Fund................................ 45,000 * -- 46,182 Equitable Life Assurance Separate Account - Balanced.................. 600 * -- 615 Equitable Life Assurance Separate Account Convertibles................ 11,200 * -- 11,494 Equity Income Fund................... 58,000 1 -- 59,523 Finance Factors Limited.............. 5,200 * -- 5,336 First Mercury Syndicate.............. 2,000 * -- 2,052 Flag Investors Value Builder Fund.... 40,000 * -- 41,050 Frontier Insurance Company........... 5,000 * -- 5,131 Gleneagles Fund Company.............. 17,100 * -- 17,549 Guarantee Trust Life Insurance Co.... 7,000 * -- 5,131 Guaranty Income Life Ins. Company.... 5,000 * -- 7,183 Highmark Convertible Securities Fund................................ 10,000 * -- 10,262 HSBC Securities Inc.................. 42,000 * -- 43,103 Hudson River Trust Balanced Account............................. 6,100 * -- 6,260 Hudson River Trust Growth & Income Account............................. 9,300 * -- 9,544 Hudson River Trust Growth Investors........................... 5,000 * -- 5,131
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NUMBER OF NUMBER OF SHARES NUMBER OF SHARES PREFERRED PERCENT OF OF FLEETWOOD OF FLEETWOOD SECURITIES TOTAL ENTERPRISES, INC. ENTERPRISES, INC. BENEFICIALLY OUTSTANDING COMMON STOCK COMMON STOCK OWNED AND PREFERRED OWNED PRIOR TO ISSUABLE UPON SELLING SECURITYHOLDERS OFFERED HEREBY SECURITIES CONVERSION CONVERSION (1) - ------------------------------------- -------------- ----------- ------------------ ------------------ ICI American Holdings Trust.......... 3,900 * -- 4,002 Integrity Mutual Insurance Company... 2,000 * -- 2,052 Jefferies & Co....................... 55,000 * -- 56,444 JP Morgan Securities Incorporated.... 13,100 * -- 13,444 Key Asset Management, Inc. as Investment Manager for the Potlatch- First Trust Co of St. Paul.......... 2,400 * -- 2,463 Key Asset Management, Inc. as Investment Manager for the University of So. Florida Fdn....... 700 * -- 718 Key Asset Management, Inc. as Agent for the Key Tr. Convertible Sec. Fd.................................. 1,448 * -- 1,486 Key Asset Management, Inc. as Agent for the EB Convertible Sec. Fd...... 5,900 * -- 6,054 Key Asset Management, Inc. as Agent for the Field Fdn of Illinois....... 300 * -- 307 Key Asset Management, Inc. as Agent for the GenCorp Fdn................. 500 * -- 513 Key Asset Management, Inc. as Agent for the Charitable Sec. Fd.......... 4,952 * -- 5,082 Key Asset Management, Inc. as Investment Manager for the Health Foundation of Greater Cincinnati.... 9,100 * -- 9,339 Lehman Brothers Inc. ................ 40,000 * -- 41,050 Liberty View Plus Fund............... 10,000 * -- 10,262 Lord Abbett & Co..................... 3,200 * -- 3,284 Lord Abbett Bond - Debenture Fund, Inc........................... 95,800 1 -- 98,316 Memphis Light, Gas & Water Retirement Fund................................ 5,800 * -- 5,952 Merrill Lynch Convertible Fund, Inc................................. 25,000 * -- 25,656 Merrill Lynch ECS Convertible Securities Portfolio................ 5,000 * -- 5,131 Merrill Lynch, Pierce, Fenner & Smith Inc................................. 70,000 1 -- 71,838 Merrill Lynch World Income Fund, Inc................................. 10,000 * -- 10,262 Michigan Mutual Insurance Company.... 20,000 * -- 20,525 Midwest Security Life................ 2,000 * -- 2,052 Milville Mutual Insurance Company.... 600 * -- 615 Morgan Stanley Dean Witter........... 10,000 * -- 10,262 NationsBanc Montgomery Securities LLC................................. 30,000 * 3,100 5,131 New Castle Mutual Ins. Co............ 500 * -- 513 Ohio National, Inc., Growth & Income Portfolio........................... 5,000 * -- 5,131
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NUMBER OF NUMBER OF SHARES NUMBER OF SHARES PREFERRED PERCENT OF OF FLEETWOOD OF FLEETWOOD SECURITIES TOTAL ENTERPRISES, INC. ENTERPRISES, INC. BENEFICIALLY OUTSTANDING COMMON STOCK COMMON STOCK OWNED AND PREFERRED OWNED PRIOR TO ISSUABLE UPON SELLING SECURITYHOLDERS OFFERED HEREBY SECURITIES CONVERSION CONVERSION (1) - ------------------------------------- -------------- ----------- ------------------ ------------------ Oppenheimer Convertible Securities Fund................................ 100,000 1 -- 102,627 Ozark National Life Ins. Co.......... 9,000 * -- 9,236 Pacific Horizon Capital Income Fund................................ 89,600 1 -- 91,953 Pacific Innovations Trust Capital Income Fund......................... 4,800 * -- 4,926 Palladin Overseas Fund Ltd........... 6,800 * -- 6,978 Park Avenue Life..................... 8,000 * -- 8,210 PHICO Insurance Co................... 2,800 * -- 2,873 Phoenix Home Life General Account.... 4,200 * -- 4,310 Police and Firemen's Insurance Assn................................ 700 * -- 718 PRIM Board........................... 20,500 * -- 21,038 Reassurance Company of Hannover...... 3,500 * -- 3,591 Reserve Convertible Securities Fund................................ 7,500 * -- 7,697 Salomon Brothers Asset Management, Inc..................... 75,000 1 -- 76,970 Salomon Smith Barney Inc............. 15,000 * -- 15,394 Service Life and Casualty Ins. Company............................. 500 * -- 513 Service Lloyds Insurance Company..... 500 * -- 513 State of Delaware PERS............... 9,300 * -- 9,544 Tennessee Consolidated Retirement System.............................. 55,000 * -- 56,444 Texas Builders Insurance Company..... 1,500 * -- 1,539 The Frist Foundation................. 1,500 * -- 1,539 The Guardian Life Insurance Company of America.......................... 358,000 6 -- 367,404 The Guardian Master Pension Trust.... 12,000 * -- 12,315 Washington International Insurance Co.................................. 2,200 * -- 2,257 Wisconsin Mutual Ins. Co............. 2,000 * -- 2,052 Zeneca Holdings Trust................ 3,900 * -- 4,002
- ------------------------ * Less than one percent. (1) The number of shares of Fleetwood Enterprises, Inc. common stock issuable upon conversion of the Preferred Securities and offered under this prospectus was determined using the initial conversion rate of 1.02627 shares of Fleetwood Enterprises, Inc. common stock for each Preferred Security. 4 Unless otherwise indicated, none of the Selling Securityholders has, or within the past three years has had, any position, office or other material relationship with Fleetwood Enterprises, Inc., Fleetwood Capital Trust or any of their affiliates. Because the Selling Securityholders may, under this prospectus, sell all or some portion of the Preferred Securities, no estimate can be given as to the amount of the Securities that will be held by the Selling Securityholders after the sales have been completed. In addition, the Selling Securityholders identified above may have sold, transferred or otherwise disposed of all or a portion of their Securities after the date on which they provided the information regarding their Securities. See "Plan of Distribution." The Preferred Securities were originally issued by Fleetwood Capital Trust in a private placement on February 10, 1998 to an initial purchaser. The Preferred Securities were subsequently sold by the initial purchaser, in transactions exempt from the registration requirements of the Securities Act of 1933, to persons reasonably believed by the initial purchaser to be "qualified institutional buyers" (as defined in Rule 144A under the Securities Act of 1933) or to "accredited investors." Generally, only Selling Securityholders identified in the foregoing table may sell Securities under the Registration Statement, of which this prospectus forms a part. Fleetwood Enterprises, Inc. and Fleetwood Capital Trust may from time to time include additional Selling Securityholders in supplements or amendments to this prospectus. 5 -----END PRIVACY-ENHANCED MESSAGE-----