EX-1.01 2 d185938dex101.htm EX-1.01 EX-1.01

Exhibit 1.01 to Form SD

Church & Dwight Co., Inc.

Conflict Minerals Report for the Reporting Period from January 1, 2020 to December 31, 2020

This Conflict Minerals Report (this “Report”) of Church & Dwight Co., Inc. (the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2020 to December 31, 2020.

The Rule requires disclosure of certain information when a company manufactures, or contracts to manufacture, products and any of the minerals specified in the Rule are necessary to the functionality or production of such products. The specified minerals, which the Company collectively refers to in this Report as the “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite and certain of their derivatives. The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola. As described in this Report, certain Conflict Minerals are necessary to the functionality or production of products that the Company contracts to manufacture.

This Report contains forward-looking statements that are made based on known events and circumstances at the time of this Report. Statements in this Report which express a belief, expectation or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to the Company’s compliance efforts and expected actions identified in this Report, and those statements detailed under the heading “Future Improvements to Due Diligence Process.” These forward-looking statements are subject to various risks, uncertainties and other factors, including, among other matters, the Company’s customers’ requirements to use certain suppliers, the Company’s suppliers’ responsiveness and cooperation with the Company’s due diligence efforts, the Company’s ability to implement improvements in its conflict minerals program and the Company’s ability to identify and mitigate related risks in its supply chain. The Company undertakes no obligation to publicly update any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by the U.S. federal securities laws.

Description of the Company’s Products Covered by this Report

This Report relates to products: (i) for which Conflict Minerals are necessary to the functionality or production of the product; and (ii) that were contracted to be manufactured by the Company during calendar year 2020.

These products, which are referred to in this Report collectively as the “Covered Products,” were identified by the Company’s internal global operations team, with input from the relevant component material vendors and contract manufacturers (collectively, “Suppliers”). The Covered Products identified are the following:

 

  •  

Battery-operated toothbrushes

 

  •  

Pregnancy test kits

 

  •  

Ovulation test kits

 

  •  

Vibrators

 

  •  

Water flossers

 

  •  

Flawless® products

Approximately 14.0% of the Company’s consolidated net sales in 2020 were derived from the sale of Covered Products.

The Company’s RCOI and Due Diligence Process

The Company has in good faith conducted a reasonable country of origin inquiry regarding the Conflict Minerals. This country of origin inquiry was designed to determine whether any of the Conflict Minerals used in the Covered Products may have originated in the Covered Countries and/or whether any of such Conflict Minerals may be from recycled or scrap sources. The Company determined that certain of the Conflict Minerals used in the Covered Products may have originated in the Covered Countries. Accordingly, the Company also performed due diligence on the source and chain of custody of such Conflict Minerals. The Company’s due diligence measures have been designed to conform to the framework in the Organisation for Economic Co-Operation and Development Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Second Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”). The Company’s due diligence process was led by the Company’s Law Department with input from representatives of the Company’s global operations, who provided subject matter expertise and managed the relationships with the Suppliers of the Covered Products.

The Company has adopted a Conflict Minerals Policy supplementing its previously existing policies regarding social responsibility. A copy of the Company’s Conflict Minerals Policy is publicly available at: https://churchdwight.com/responsibility/conflict-minerals-policy.aspx.

In addition, the Company has taken steps across its entire supply chain to support conflict free sourcing of Conflict Minerals. For example, the Company’s form purchasing terms and conditions include a representation and warranty that the products supplied do not contain any Conflict Minerals sourced from any of the Covered Countries and a requirement that the Company be alerted should such representation change. The Company remains committed to ensuring that it is not sourcing Conflict Minerals that fund armed groups in the Covered Countries, and it expects all its suppliers to respect internationally recognized human rights, comply with all applicable laws and conduct their business ethically and responsibly. Any supplier found to be in violation is subject to corrective action potentially including termination of its business relationship with the Company.

As a “downstream company” in the metals supply chain, the Company is many tiers removed from smelters and refiners that process the metals found in its final products, and there may be many intervening third parties between the original sources of Conflict Minerals and the Company. The Company does not manufacture any of the Covered Products it sells, nor does it purchase Conflict Minerals directly from mines, smelters or refiners, so it must therefore rely on its immediate suppliers, with which it has business relationships, to provide information regarding the sourcing, including country of origin, of necessary Conflict Minerals in its products.

Accordingly, after having identified the relevant products, the Company, consistent with the OECD Guidance, requested that the Suppliers provide certifications (“Certifications”) confirming in writing that, either (i) the products did not contain Conflict Minerals or, (ii) if present in the product, such Conflict Minerals either (a) came from recycled or scrap sources, or (b) did not originate in the Covered Countries. The Company in turn, relied on its contract manufacturers to solicit responses from its sub-tier suppliers.

The Certifications received were reviewed for completeness and consistency of answers, and the Suppliers were required to provide corrections and clarifications where needed. For those Suppliers that provided incomplete information, or if further information was needed from a Supplier (for example, if the information received appeared incorrect), the Company requested further information/detail from such Suppliers. For those Suppliers that did not respond to the initial inquiry, the Company sent follow-up inquires to solicit their responses. In addition, the Company supplemented the responses received with information derived from alternate sources, including, but not limited to, e-mail communications and publicly available disclosures.

As of May 25, 2021, of the seventeen (17) Suppliers from which Certifications were requested:

 

  •  

Fourteen (14) Suppliers responded that either the products supplied did not contain Conflict Minerals or the Conflict Minerals did not originate in one of the Covered Countries;

 

  •  

Two (2) Suppliers (“Reporting Supplier 1” and “Reporting Supplier 2”) have publicly indicated that the products they supply contained Conflict Minerals sourced from the Covered Countries (and not 100% from scrap or recycled sources); and

  •  

One (1) Supplier did not respond and/or did not provide sufficient information to properly report despite repeated requests.

Reporting Supplier 1, itself an SEC reporting company subject to the Rule, completed a Responsible Minerals Initiative’s Conflict Minerals Reporting Template (CMRT) version 6.01 at the company level. The completed CMRT indicated that the Reporting Supplier was able to identify 100% of the smelters that it and its sub-tier suppliers used to manufacture all of Reporting Supplier 1’s products (including those not supplied to the Company). The specific smelters identified by Reporting Supplier 1 are set forth on Annex I attached hereto.

Reporting Supplier 2 completed a Responsible Minerals Initiative’s Conflict Minerals Reporting Template (CMRT) version 6.01 at the company level. The completed CMRT indicated that the Reporting Supplier was able to identify 100% of the smelters that it and its sub-tier suppliers used to manufacture all of Reporting Supplier 2’s products (including those not supplied to the Company). The specific smelters identified by Reporting Supplier 2 are set forth on Annex II attached hereto.

Our Due Diligence Process

The Company expects to continue to engage with its Suppliers to obtain current, accurate and complete information about their supply chain, including with respect to sub-tier suppliers, and to evaluate the Company’s due diligence measures to identify more efficient and effective means to obtain current, accurate and complete information about its supply chain. The Company will continue to refine its internal system as necessary to maintain and retrieve data from Suppliers regarding the products they supply Further, the Company continues to review its contracts with its Suppliers to ensure they contain a representation that the products supplied do not contain any Conflict Minerals sourced from any of the Covered Countries (and a covenant that the Company be alerted should such representation change). The Company intends to follow up with Suppliers that have not responded to its inquiries in a timely manner (with more frequent inquiries and reminders to such Suppliers of their contractual obligations to respond timely to such inquirers) and consider further action under its policy.

Annex I

Smelters Identified by Reporting Supplier 1

 

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    8853 S.p.A.    ITALY    CID002763
Gold    Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015
Gold    Aida Chemical Industries Co., Ltd.    JAPAN    CID000019
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058
Gold    Argor-Heraeus S.A.    SWITZERLAND    CID000077
Gold    Asahi Pretec Corp.    JAPAN    CID000082
Gold    Asahi Refining Canada Ltd.    CANADA    CID000924
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920
Gold    Asaka Riken Co., Ltd.    JAPAN    CID000090
Gold    AU Traders and Refiners    SOUTH AFRICA    CID002850
Gold    Aurubis AG    GERMANY    CID000113
Gold    Bangalore Refinery    INDIA    CID002863
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128
Gold    Boliden AB    SWEDEN    CID000157
Gold    C. Hafner GmbH + Co. KG    GERMANY    CID000176
Gold    CCR Refinery - Glencore Canada Corporation    CANADA    CID000185
Gold    Cendres + Metaux S.A.    SWITZERLAND    CID000189
Gold    Chimet S.p.A.    ITALY    CID000233
Gold    Chugai Mining    JAPAN    CID000264
Gold    DODUCO Contacts and Refining GmbH    GERMANY    CID000362
Gold    Dowa    JAPAN    CID000401
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF    CID003195
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359
Gold    Eco-System Recycling Co., Ltd. East Plant    JAPAN    CID000425
Gold    Eco-System Recycling Co., Ltd. North Plant    JAPAN    CID003424

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    Eco-System Recycling Co., Ltd. West Plant    JAPAN    CID003425
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243
Gold    Heimerle + Meule GmbH    GERMANY    CID000694
Gold    Heraeus Metals Hong Kong Ltd.    CHINA    CID000707
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY    CID000711
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807
Gold    Istanbul Gold Refinery    TURKEY    CID000814
Gold    Italpreziosi    ITALY    CID002765
Gold    Japan Mint    JAPAN    CID000823
Gold    Jiangxi Copper Co., Ltd.    CHINA    CID000855
Gold    JSC Uralelectromed    RUSSIAN FEDERATION    CID000929
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937
Gold    Kazzinc    KAZAKHSTAN    CID000957
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969
Gold    KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511
Gold    Kojima Chemicals Co., Ltd.    JAPAN    CID000981
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029
Gold    L’Orfebre S.A.    ANDORRA    CID002762
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078
Gold    LT Metal Ltd.    KOREA, REPUBLIC OF    CID000689
Gold    Marsam Metals    BRAZIL    CID002606
Gold    Materion    UNITED STATES OF AMERICA    CID001113
Gold    Matsuda Sangyo Co., Ltd.    JAPAN    CID001119
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    Metalor Technologies S.A.    SWITZERLAND    CID001153
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161
Gold    Mitsubishi Materials Corporation    JAPAN    CID001188
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN    CID001236
Gold    Nihon Material Co., Ltd.    JAPAN    CID001259
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493
Gold    PAMP S.A.    SWITZERLAND    CID001352
Gold    Planta Recuperadora de Metales SpA    CHILE    CID002919
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397
Gold    PX Precinox S.A.    SWITZERLAND    CID001498
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512
Gold    REMONDIS PMR B.V.    NETHERLANDS    CID002582
Gold    Royal Canadian Mint    CANADA    CID001534
Gold    SAAMP    FRANCE    CID002761
Gold    Safimet S.p.A    ITALY    CID002973
Gold    SAFINA A.S.    CZECHIA    CID002290
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555
Gold    SAXONIA Edelmetalle GmbH    GERMANY    CID002777
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN    CID001585
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID002516
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    CID001761
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918
Gold    T.C.A S.p.A    ITALY    CID002580
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916
Gold    Tokuriki Honten Co., Ltd.    JAPAN    CID001938
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN    CID002615
Gold    Torecom    KOREA, REPUBLIC OF    CID001955
Gold    Umicore Precious Metals Thailand    THAILAND    CID002314
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993
Gold    Valcambi S.A.    SWITZERLAND    CID002003
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030
Gold    WIELAND Edelmetalle GmbH    GERMANY    CID002778
Gold    Yamakin Co., Ltd.    JAPAN    CID002100
Gold    Yokohama Metal Co., Ltd.    JAPAN    CID002129
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224
Tantalum    Asaka Riken Co., Ltd.    JAPAN    CID000092
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA    CID002504
Tantalum    Exotech Inc.    UNITED STATES OF AMERICA    CID000456
Tantalum    F&X Electro-Materials Ltd.    CHINA    CID000460
Tantalum    FIR Metals & Resource Ltd.    CHINA    CID002505
Tantalum    Global Advanced Metals Aizu    JAPAN    CID002558
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    CID002557
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA    CID000616

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tantalum    H.C. Starck Co., Ltd.    THAILAND    CID002544
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY    CID002547
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA    CID002548
Tantalum    H.C. Starck Ltd.    JAPAN    CID002549
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002550
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY    CID002545
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512
Tantalum    Jiangxi Tuohong New Raw Material    CHINA    CID002842
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA    CID000917
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506
Tantalum    KEMET Blue Metals    MEXICO    CID002539
Tantalum    LSM Brasil S.A.    BRAZIL    CID001076
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA    CID001163
Tantalum    Mineracao Taboca S.A.    BRAZIL    CID001175
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001192
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277
Tantalum    NPM Silmet AS    ESTONIA    CID001200
Tantalum    PRG Dooel    NORTH MACEDONIA    CID002847
Tantalum    QuantumClean    UNITED STATES OF AMERICA    CID001508
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL    CID002707
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769
Tantalum    Taki Chemical Co., Ltd.    JAPAN    CID001869
Tantalum    Telex Metals    UNITED STATES OF AMERICA    CID001891
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    CID001522
Tin    Alpha    UNITED STATES OF AMERICA    CID000292
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190
Tin    China Tin Group Co., Ltd.    CHINA    CID001070
Tin    Dowa    JAPAN    CID000402
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438
Tin    Fenix Metals    POLAND    CID000468
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA    CID000760
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231
Tin    Luna Smelter, Ltd.    RWANDA    CID003387
Tin    Ma’anshan Weitai Tin Co., Ltd.    CHINA    CID003379
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105
Tin    Melt Metais e Ligas S.A.    BRAZIL    CID002500
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142
Tin    Metallo Belgium N.V.    BELGIUM    CID002773
Tin    Metallo Spain S.L.U.    SPAIN    CID002774
Tin    Mineracao Taboca S.A.    BRAZIL    CID001173
Tin    Minsur    PERU    CID001182
Tin    Mitsubishi Materials Corporation    JAPAN    CID001191
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517
Tin    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    CID001337
Tin    PT Artha Cipta Langgeng    INDONESIA    CID001399
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tin    PT Babel Surya Alam Lestari    INDONESIA    CID001406
Tin    PT Menara Cipta Mulia    INDONESIA    CID002835
Tin    PT Mitra Stania Prima    INDONESIA    CID001453
Tin    PT Prima Timah Utama    INDONESIA    CID001458
Tin    PT Rajawali Rimba Perkasa    INDONESIA    CID003381
Tin    PT Rajehan Ariq    INDONESIA    CID002593
Tin    PT Refined Bangka Tin    INDONESIA    CID001460
Tin    PT Timah Tbk Kundur    INDONESIA    CID001477
Tin    PT Timah Tbk Mentok    INDONESIA    CID001482
Tin    Resind Industria e Comercio Ltda.    BRAZIL    CID002706
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539
Tin    Soft Metais Ltda.    BRAZIL    CID001758
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    CID002834
Tin    Thaisarco    THAILAND    CID001898
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA    CID003325
Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158
Tin    Yunnan Tin Company Limited    CHINA    CID002180
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CHINA    CID003397
Tungsten    A.L.M.T. Corp.    JAPAN    CID000004
Tungsten    ACL Metais Eireli    BRAZIL    CID002833
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM    CID002502
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    CHINA    CID003401
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA    CID000499
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    CID000568
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002542
Tungsten    H.C. Starck Tungsten GmbH    GERMANY    CID002541
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA    CID002579
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769
Tungsten    Hunan Litian Tungsten Industry Co., Ltd.    CHINA    CID003182
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649
Tungsten    Japan New Metals Co., Ltd.    JAPAN    CID000825
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA    CID000966
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA    CID000105
Tungsten    KGETS Co., Ltd.    KOREA, REPUBLIC OF    CID003388
Tungsten    Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID003407
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319
Tungsten    Masan Tungsten Chemical LLC (MTC)    VIET NAM    CID002543
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION    CID002845
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA    CID002589
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM    CID001889
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA    CID002044
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA    CID002082
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830

Annex II

Smelters Identified by Reporting Supplier 2

 

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015
Gold    Aida Chemical Industries Co., Ltd.    JAPAN    CID000019
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058
Gold    Argor-Heraeus S.A.    SWITZERLAND    CID000077
Gold    Asahi Pretec Corp.    JAPAN    CID000082
Gold    Asaka Riken Co., Ltd.    JAPAN    CID000090
Gold    Aurubis AG    GERMANY    CID000113
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128
Gold    Boliden AB    SWEDEN    CID000157
Gold    C. Hafner GmbH + Co. KG    GERMANY    CID000176
Gold    CCR Refinery - Glencore Canada Corporation    CANADA    CID000185
Gold    Cendres + Metaux S.A.    SWITZERLAND    CID000189
Gold    Chimet S.p.A.    ITALY    CID000233
Gold    Chugai Mining    JAPAN    CID000264
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359
Gold    DODUCO Contacts and Refining GmbH    GERMANY    CID000362
Gold    Dowa    JAPAN    CID000401
Gold    Eco-System Recycling Co., Ltd. East Plant    JAPAN    CID000425
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493
Gold    HeeSung Metal Ltd.    KOREA, REPUBLIC OF    CID000689
Gold    Heimerle + Meule GmbH    GERMANY    CID000694
Gold    Heraeus Ltd. Hong Kong    CHINA    CID000707
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    Istanbul Gold Refinery    TURKEY    CID000814
Gold    Japan Mint    JAPAN    CID000823
Gold    Jiangxi Copper Co., Ltd.    CHINA    CID000855
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920
Gold    Asahi Refining Canada Ltd.    CANADA    CID000924
Gold    JSC Uralelectromed    RUSSIAN FEDERATION    CID000929
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937
Gold    Pan Pacific Copper Co Ltd.    JAPAN    CID000937
Gold    Kazzinc    KAZAKHSTAN    CID000957
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969
Gold    Kojima Chemicals Co., Ltd.    JAPAN    CID000981
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078
Gold    Materion    UNITED STATES OF AMERICA    CID001113
Gold    Matsuda Sangyo Co., Ltd.    JAPAN    CID001119
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152
Gold    Metalor Technologies S.A.    SWITZERLAND    CID001153
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161
Gold    Mitsubishi Materials Corporation    JAPAN    CID001188
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220
Gold    Nihon Material Co., Ltd.    JAPAN    CID001259
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326
Gold    PAMP S.A.    SWITZERLAND    CID001352
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397
Gold    PX Precinox S.A.    SWITZERLAND    CID001498
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512
Gold    Royal Canadian Mint    CANADA    CID001534
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN    CID001585
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    CID001761
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916
Gold    Tokuriki Honten Co., Ltd.    JAPAN    CID001938
Gold    Torecom    KOREA, REPUBLIC OF    CID001955
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993
Gold    Valcambi S.A.    SWITZERLAND    CID002003
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030
Gold    Yamakin Co., Ltd.    JAPAN    CID002100
Gold    Yokohama Metal Co., Ltd.    JAPAN    CID002129
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243
Gold    Umicore Precious Metals Thailand    THAILAND    CID002314
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509
Gold    KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID002516
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561
Gold    T.C.A S.p.A    ITALY    CID002580
Gold    REMONDIS PMR B.V.    NETHERLANDS    CID002582
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605
Gold    Marsam Metals    BRAZIL    CID002606
Gold    SAAMP    FRANCE    CID002761
Gold    L’Orfebre S.A.    ANDORRA    CID002762
Gold    8853 S.p.A.    ITALY    CID002763
Gold    Italpreziosi    ITALY    CID002765
Gold    SAXONIA Edelmetalle GmbH    GERMANY    CID002777
Gold    WIELAND Edelmetalle GmbH    GERMANY    CID002778
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779
Gold    AU Traders and Refiners    SOUTH AFRICA    CID002850
Gold    Bangalore Refinery    INDIA    CID002863
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918
Gold    Planta Recuperadora de Metales SpA    CHILE    CID002919
Gold    Safimet S.p.A    ITALY    CID002973
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF    CID003195
Tantalum    Asaka Riken Co., Ltd.    JAPAN    CID000092
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tantalum    Exotech Inc.    UNITED STATES OF AMERICA    CID000456
Tantalum    F&X Electro-Materials Ltd.    CHINA    CID000460
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA    CID000616
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA    CID000917
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA    CID001163
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    CID001522
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA    CID002504
Tantalum    FIR Metals & Resource Ltd.    CHINA    CID002505
Tantalum    H.C. Starck Co., Ltd.    THAILAND    CID002544
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY    CID002545
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY    CID002547
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA    CID002548
Tantalum    H.C. Starck Ltd.    JAPAN    CID002549
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002550
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    CID002557
Tantalum    Global Advanced Metals Aizu    JAPAN    CID002558
Tantalum    Jiangxi Tuohong New Raw Material    CHINA    CID002842
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228
Tin    Alpha    UNITED STATES OF AMERICA    CID000292
Tin    Dowa    JAPAN    CID000402
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tin    Fenix Metals    POLAND    CID000468
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA    CID000760
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942
Tin    China Tin Group Co., Ltd.    CHINA    CID001070
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142
Tin    Mineracao Taboca S.A.    BRAZIL    CID001173
Tin    Minsur    PERU    CID001182
Tin    Mitsubishi Materials Corporation    JAPAN    CID001191
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314
Tin    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    CID001337
Tin    PT Artha Cipta Langgeng    INDONESIA    CID001399
Tin    PT Mitra Stania Prima    INDONESIA    CID001453
Tin    PT Refined Bangka Tin    INDONESIA    CID001460
Tin    PT Timah Tbk Kundur    INDONESIA    CID001477
Tin    PT Timah Tbk Mentok    INDONESIA    CID001482
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539
Tin    Soft Metais Ltda.    BRAZIL    CID001758
Tin    Thaisarco    THAILAND    CID001898
Tin    Thaisarco    THAILAND    CID001898
Tin    Thailand Smelting & Refining Co Ltd    THAILAND    CID001898
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908
Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158
Tin    Yunnan Tin Company Limited    CHINA    CID002180
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    CID002468
Tin    Melt Metais e Ligas S.A.    BRAZIL    CID002500
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517
Tin    Resind Industria e Comercio Ltda.    BRAZIL    CID002706
Tin    Metallo Belgium N.V.    BELGIUM    CID002773
Tin    Metallo Spain S.L.U.    SPAIN    CID002774
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    CID002834
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA    CID003325
Tin    Ma’anshan Weitai Tin Co., Ltd.    CHINA    CID003379
Tungsten    A.L.M.T. Corp.    JAPAN    CID000004
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA    CID000105
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA    CID000499
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    CID000568
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769
Tungsten    Japan New Metals Co., Ltd.    JAPAN    CID000825
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA    CID000966
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM    CID001889

Metal

   

Smelter Name

   

Smelter Country

   

Smelter ID

Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA    CID002044
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA    CID002082
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM    CID002502
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513
Tungsten    H.C. Starck Tungsten GmbH    GERMANY    CID002541
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002542
Tungsten    Masan Tungsten Chemical LLC (MTC)    VIET NAM    CID002543
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA    CID002579
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA    CID002589
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830
Tungsten    ACL Metais Eireli    BRAZIL    CID002833
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION    CID002845
Tungsten    KGETS Co., Ltd.    KOREA, REPUBLIC OF    CID003388