-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, r+c06uvhAOyL5192LXn8O+5AjzhtFKs/1dHWqdqKjkDl5STCPhitQObEHajIseW7 LUQXPXJJehIm8uzXX0Msww== 0000313867-95-000006.txt : 19950414 0000313867-95-000006.hdr.sgml : 19950414 ACCESSION NUMBER: 0000313867-95-000006 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19950331 FILED AS OF DATE: 19950410 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRIAD SYSTEMS CORP CENTRAL INDEX KEY: 0000313867 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 942160013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 001-10504 FILM NUMBER: 95527818 BUSINESS ADDRESS: STREET 1: 3055 TRIAD DR CITY: LIVERMORE STATE: CA ZIP: 94550 BUSINESS PHONE: 5104490606 MAIL ADDRESS: STREET 1: 3055 TRIAD DRIVE CITY: LIVERMORE STATE: CA ZIP: 94550 10-C 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder Triad Systems Corporation (Exact name of issuer as specified in charter) 3055 Triad Drive, Livermore, California 94550 (Address of principal executive offices) Issuer's telephone number, including area code (510) 449-0606 I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of security Preferred Stock and Common Stock 2. Number of shares outstanding before the change 1,000,000 shares Preferred Stock and 14,367,689 shares Common Stock 3. Number of shares outstanding after the change 0 shares Preferred Stock and 16,589,911 shares Common Stock 4. Effective date of change March 31, 1995 5. Method of change: Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.) exchange Give brief description of transaction exchange of all 1 million shares of preferred stock and associated warrants to purchase 3.5 million shares of Common Stock for $10 million cash and 2,222,222 shares of Triad Common Stock. II. CHANGE IN NAME OF ISSUER 1. Name prior to change 2. Name after change 3. Effective date of charter amendment changing name 4. Date of shareholder approval of change, if required Date April 7, 1995 /s/ STANLEY F. MARQUIS (Officer's signature & title) Stanley F. Marquis VP, Finance, CFO, Treasurer -----END PRIVACY-ENHANCED MESSAGE-----