0001182721-16-000008.txt : 20160613
0001182721-16-000008.hdr.sgml : 20160613
20160613165925
ACCESSION NUMBER: 0001182721-16-000008
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160613
DATE AS OF CHANGE: 20160613
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: HARDINGE INC
CENTRAL INDEX KEY: 0000313716
STANDARD INDUSTRIAL CLASSIFICATION: MACHINE TOOLS, METAL CUTTING TYPES [3541]
IRS NUMBER: 160470200
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-34639
FILM NUMBER: 161711291
BUSINESS ADDRESS:
STREET 1: ONE HARDINGE DRIVE
CITY: ELMIRA
STATE: NY
ZIP: 14902
BUSINESS PHONE: 6077342281
MAIL ADDRESS:
STREET 1: ONE HARDINGE DRIVE
CITY: ELMIRA
STATE: NY
ZIP: 14902
FORMER COMPANY:
FORMER CONFORMED NAME: HARDINGE BROTHERS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEPOFSKY ROBERT J.
CENTRAL INDEX KEY: 0001182721
RELATIONSHIP: DIRECTOR
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O HARDINGE INC.
STREET 2: ONE HARDINGE DRIVE
CITY: ELMIRA
STATE: NY
ZIP: 14902
FORMER COMPANY:
FORMER CONFORMED NAME: LEPOFSKY ROBERT J
DATE OF NAME CHANGE: 20160404
FORMER COMPANY:
FORMER CONFORMED NAME: LEPOFSKY ROBERT
DATE OF NAME CHANGE: 20020826
144
1
Lepofsky_Form_144_06132016.txt
ROBERT LEPOFSKY FORM 144 (JUNE 13, 2016)
OMB APPROVAL
OMB Number: 3235-0101
Expires: May 31, 2017
Estimated average burden hours per response ........... 1.00
SEC USE ONLY
DOCUMENT SEQUENCE NO.
CUSIP NUMBER
WORK LOCATION
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: Transmit for filing 3 copies of this form concurrently with either
placing an order with a broker to execute sale or executing a sale directly
with a market maker.
1(a) NAME OF ISSUER (Please type or print): Hardinge Inc.
1(b) IRS IDENT. NO.: 16-0470200
1(c) S.E.C. FILE NO.: 0-15760
1(d) ADDRESS OF ISSUER: One Hardinge Drive, P.O. Box 1507, Elmira, NY 14902
1(e) TELEPHONE NO.: 607-378-4140
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD:
Roberty Lepofsky
2(b) RELATIONSHIP TO ISSUER: Director
2(c) ADDRESS: One Hardinge Drive, P.O. Box 1507, Elmira, NY 14902
INSTRUCTION: The person filing this notice should contact the issuer to obtain
the I.R.S. Identification Number and the S.E.C. File Number.
3(a) Title of the Class of Securities to Be Sold: Hardinge Common Stock
3(b) Name and Address of Each Broker Through Whom the Securities Are to be
Offered or Each Market Maker Who Is Acquiring the Securities:
Computershare (DRS), 250 Royall Street, Canton, MA 02021
SEC USE ONLY - Broker-Dealer File Number:
3(c) Number of Shares or Other Units to Be Sold: 20,867
3(d) Aggregate Market Value: $209,922 as of 06/10/2016
3(e) Number of Shares or Other Units Outstanding: 12,869,771 as of 04/18/2016
3(f) Approximate Date of Sale: 06/13/2016
3(g) Name of Each Securities Exchange: NASDAQ
TABLE I SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the
securities to be sold and with respect to the payment of all or any part of the
purchase price or other consideration therefor:
Title of the Class: Common
Date you Acquired: 02/14/2012
Nature of Acquisition Transaction: Award from Hardinge Inc.
Name of Person from Whom Acquired: Hardinge Inc.
Amount of Securities Acquired: 3,298
Date of Payment: Not Applicable
Nature of Payment: Not Applicable
Title of the Class: Common
Date you Acquired: 05/11/2012
Nature of Acquisition Transaction: Award from Hardinge Inc.
Name of Person from Whom Acquired: Hardinge Inc.
Amount of Securities Acquired: 2,392
Date of Payment: Not Applicable
Nature of Payment: Not Applicable
Title of the Class: Common
Date you Acquired: 01/02/2013
Nature of Acquisition Transaction: Award from Hardinge Inc.
Name of Person from Whom Acquired: Hardinge Inc.
Amount of Securities Acquired: 5,841
Date of Payment: Not Applicable
Nature of Payment: Not Applicable
Title of the Class: Common
Date you Acquired: 01/02/2014
Nature of Acquisition Transaction: Award from Hardinge Inc.
Name of Person from Whom Acquired: Hardinge Inc.
Amount of Securities Acquired: 4,146
Date of Payment: Not Applicable
Nature of Payment: Not Applicable
Title of the Class: Common
Date you Acquired: 01/02/2015
Nature of Acquisition Transaction: Award from Hardinge Inc.
Name of Person from Whom Acquired: Hardinge Inc.
Amount of Securities Acquired: 5,190
Date of Payment: Not Applicable
Nature of Payment: Not Applicable
TABLE II SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold
during the past 3 months by the person for whose account the securities are to
be sold.
Name and Address of Seller:
Title of Securities Sold:
Date of Sale:
Amount of Securities Sold:
Gross Proceeds:
INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144.
Information is to be given not only as to the person for whose account the
securities are to be sold but also as to all other persons included in that
definition. In addition, information shall be given as to sales by all
persons whose sales are required by paragraph (e) of Rule 144 to be
aggregated with sales for the account of the person filing this notice.
ATTENTION: The person for whose account the securities to which this notice
relates are to be sold hereby represents by signing this notice that he does
not know any material adverse information in regard to the current and
prospecitve operations of the Issuer of the securities to be sold which has
not been publicly disclosed. If such person has adopted a written trading
plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange
Act, by signing the form and indicating the date that the plan was adopted
or the instruction given, that person makes such representation as of the
plan adoption or instruction date.
DATE OF NOTICE: June 13, 2016
(SIGNATURE): s/ Robert Lepofsky
The notice shall be signed by the person for whose account the securities
are to be sold. At least one copy of the notice shall be manually signed. Any
copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal
Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (02-08)