0001209191-18-051310.txt : 20180917 0001209191-18-051310.hdr.sgml : 20180917 20180917202331 ACCESSION NUMBER: 0001209191-18-051310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180917 DATE AS OF CHANGE: 20180917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINOCCHIO ROBERT J CENTRAL INDEX KEY: 0001209880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37755 FILM NUMBER: 181074460 MAIL ADDRESS: STREET 1: C/O ALTERA CORP STREET 2: 101 INNOVATION DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-14 1 0000031347 ECHELON CORP ELON 0001209880 FINOCCHIO ROBERT J 2901 PATRICK HENRY DRIVE SANTA CLARA CA 95054 1 0 0 0 Common Stock 2018-09-14 4 D 0 16500 D 0 I See footnote Director stock option (Right to buy) 4.51 2018-09-14 4 D 0 5000 0.00 D 2026-05-17 Common Stock 5000 0 D Director stock option (Right to buy) 7.18 2018-09-14 4 D 0 5000 0.00 D 2027-05-23 Common Stock 5000 0 D Director stock option (Right to buy) 4.16 2018-09-14 4 D 0 5000 0.00 D 2028-05-17 Common Stock 5000 0 D Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration"). The shares are held by the Robert J. and Susan H. Finocchio Family Trust dated January 9, 1990, for which the Reporting Person serves as a trustee. The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. /s/ Marsha Larsen, Attorney-in-Fact for Robert J. Finocchio, Jr. 2018-09-17