0001209191-18-020139.txt : 20180316 0001209191-18-020139.hdr.sgml : 20180316 20180316160730 ACCESSION NUMBER: 0001209191-18-020139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marszewski C. Michael CENTRAL INDEX KEY: 0001534434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37755 FILM NUMBER: 18695684 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-15 0 0000031347 ECHELON CORP ELON 0001534434 Marszewski C. Michael 2901 PATRICK HENRY DRIVE SANTA CLARA CA 95054 0 1 0 0 CFO and VP Finance Common Stock 2018-03-15 4 M 0 3458 A 19596 D Common Stock 2018-03-15 4 F 0 1413 4.67 D 18183 D Performance Shares 2018-03-15 4 M 0 3458 0.00 D 2018-03-15 Common Stock 3458 0 D Each performance share represents the right to receive one share of the Issuer's Common Stock. 3,458 of the 13,834 shares granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan were vested and released to the Reporting Person effective March 15, 2018. Such 13,834 share grant was subject to 100% vesting on March 15, 2018, subject to the satisfaction of certain performance criteria. Certain performance criteria were not met, therefore, the remaining 10,376 shares subject to the grant were cancelled effective March 15, 2018. /s/ Marsha Larsen, attorney-in-fact for C. Michael Marszewski 2018-03-16