0001209191-18-020130.txt : 20180316 0001209191-18-020130.hdr.sgml : 20180316 20180316160603 ACCESSION NUMBER: 0001209191-18-020130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Modi Sohrab CENTRAL INDEX KEY: 0001642449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37755 FILM NUMBER: 18695646 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-15 0 0000031347 ECHELON CORP ELON 0001642449 Modi Sohrab 2901 PATRICK HENRY DRIVE SANTA CLARA CA 95054 0 1 0 0 SVP and CTO Common Stock 2018-03-15 4 M 0 2779 A 12193 D Common Stock 2018-03-15 4 F 0 1136 4.67 D 11057 D Performance Shares 2018-03-15 4 M 0 2779 0.00 D 2018-03-15 Common Stock 2779 0 D Each performance share represents the right to receive one share of the Issuer's Common Stock. 2,779 of the 14,823 shares granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan were vested and released to the Reporting Person effective March 15, 2018. Such 14,823 share grant was subject to 100% vesting on March 15, 2018, subject to the satisfaction of certain performance criteria. Certain performance criteria were not met, therefore, the remaining 12,044 shares subject to the grant were cancelled effective March 15, 2018. /s/ Marsha Larsen, attorney-in-fact for Sohrab Modi 2018-03-16