0001209191-17-054418.txt : 20170929
0001209191-17-054418.hdr.sgml : 20170929
20170929163228
ACCESSION NUMBER: 0001209191-17-054418
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170928
FILED AS OF DATE: 20170929
DATE AS OF CHANGE: 20170929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEGE RONALD
CENTRAL INDEX KEY: 0001433339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37755
FILM NUMBER: 171111864
MAIL ADDRESS:
STREET 1: 350 CAMPUS DRIVE
CITY: MARLBOROUGH
STATE: MA
ZIP: 01752
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECHELON CORP
CENTRAL INDEX KEY: 0000031347
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 770203595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2901 PATRICK HENRY DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089385200
MAIL ADDRESS:
STREET 1: 2901 PATRICK HENRY DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-28
0
0000031347
ECHELON CORP
ELON
0001433339
SEGE RONALD
2901 PATRICK HENRY DRIVE
SANTA CLARA
CA
95054
1
1
0
0
Chairman, CEO & President
Common Stock
2017-09-28
4
M
0
22500
A
29329
D
Common Stock
2017-09-28
4
F
0
8455
4.68
D
20874
D
Common Stock
20764
I
See footnote
Performance Shares
2017-09-28
4
M
0
22500
0.00
D
2018-09-28
Common Stock
22500
22500
D
Each performance share represents the right to receive one share of the Issuer's Common Stock.
These shares are held by the Ronald A and Eugenia Sege TR U/T/A DTD 10/19/2010, of which the Reporting Person and his spouse serve as co-trustees.
22,500 of the 45,000 shares granted to the Reporting Person under the Issuer's 1997 Stock Plan were vested and released to the Reporting Person effective September 28, 2017. Such 45,000 share grant vests at the following rate: 22,500 shares on September 28, 2017 and 22,500 shares on September 28, 2018.
/s/ Marsha Larsen, attorney-in-fact for Ronald A. Sege
2017-09-29