0001209191-17-054418.txt : 20170929 0001209191-17-054418.hdr.sgml : 20170929 20170929163228 ACCESSION NUMBER: 0001209191-17-054418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170928 FILED AS OF DATE: 20170929 DATE AS OF CHANGE: 20170929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEGE RONALD CENTRAL INDEX KEY: 0001433339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37755 FILM NUMBER: 171111864 MAIL ADDRESS: STREET 1: 350 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-28 0 0000031347 ECHELON CORP ELON 0001433339 SEGE RONALD 2901 PATRICK HENRY DRIVE SANTA CLARA CA 95054 1 1 0 0 Chairman, CEO & President Common Stock 2017-09-28 4 M 0 22500 A 29329 D Common Stock 2017-09-28 4 F 0 8455 4.68 D 20874 D Common Stock 20764 I See footnote Performance Shares 2017-09-28 4 M 0 22500 0.00 D 2018-09-28 Common Stock 22500 22500 D Each performance share represents the right to receive one share of the Issuer's Common Stock. These shares are held by the Ronald A and Eugenia Sege TR U/T/A DTD 10/19/2010, of which the Reporting Person and his spouse serve as co-trustees. 22,500 of the 45,000 shares granted to the Reporting Person under the Issuer's 1997 Stock Plan were vested and released to the Reporting Person effective September 28, 2017. Such 45,000 share grant vests at the following rate: 22,500 shares on September 28, 2017 and 22,500 shares on September 28, 2018. /s/ Marsha Larsen, attorney-in-fact for Ronald A. Sege 2017-09-29