0001209191-17-054415.txt : 20170929 0001209191-17-054415.hdr.sgml : 20170929 20170929163041 ACCESSION NUMBER: 0001209191-17-054415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170928 FILED AS OF DATE: 20170929 DATE AS OF CHANGE: 20170929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marszewski C. Michael CENTRAL INDEX KEY: 0001534434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37755 FILM NUMBER: 171111835 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-28 0 0000031347 ECHELON CORP ELON 0001534434 Marszewski C. Michael 2901 PATRICK HENRY DRIVE SANTA CLARA CA 95054 0 1 0 0 CFO and VP Finance Common Stock 2017-09-28 4 M 0 10500 A 20083 D Common STock 2017-09-28 4 F 0 3945 4.68 D 16138 D Performance Shares 2017-09-28 4 M 0 10500 0.00 D 2018-09-28 Common Stock 10500 10500 D Each performance share represents the right to receive one share of the Issuer's Common Stock. 10,500 of the 21,000 shares granted to the Reporting Person under the Issuer's 1997 Stock Plan were vested and released to the Reporting Person effective September 28, 2017. Such 21,000 share grant vests at the following rate: 10,500 shares on September 28, 2017 and 10,500 shares on September 28, 2018. /s/ Marsha Larsen, attorney-in-fact for C. Michael Marszewski 2017-09-28