0001209191-17-053761.txt : 20170922 0001209191-17-053761.hdr.sgml : 20170922 20170922172736 ACCESSION NUMBER: 0001209191-17-053761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170920 FILED AS OF DATE: 20170922 DATE AS OF CHANGE: 20170922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEGE RONALD CENTRAL INDEX KEY: 0001433339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37755 FILM NUMBER: 171098282 MAIL ADDRESS: STREET 1: 350 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-20 0 0000031347 ECHELON CORP ELON 0001433339 SEGE RONALD 2901 PATRICK HENRY DRIVE SANTA CLARA CA 95054 1 1 0 0 Chairman, CEO & President Restricted Stock Units 2017-09-20 4 A 0 40000 0.00 A 2019-09-20 Common Stock 40000 40000 D Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Pursuant to the Issuer's 2016 Equity Incentive Plan the Reporting Person was granted 40,000 restricted stock units on September 20, 2017. 20,000 shares will vest on September 20, 2018 and 20,000 shares will vest on September 20, 2019. /s/ Marsha Larsen, attorney-in-fact for Ronald A. Sege 2017-09-22