0001209191-16-143426.txt : 20160930
0001209191-16-143426.hdr.sgml : 20160930
20160930194923
ACCESSION NUMBER: 0001209191-16-143426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160928
FILED AS OF DATE: 20160930
DATE AS OF CHANGE: 20160930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECHELON CORP
CENTRAL INDEX KEY: 0000031347
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 770203595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2901 PATRICK HENRY DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4089385200
MAIL ADDRESS:
STREET 1: 2901 PATRICK HENRY DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marszewski C. Michael
CENTRAL INDEX KEY: 0001534434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37755
FILM NUMBER: 161914197
MAIL ADDRESS:
STREET 1: 550 MERIDIAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95126
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-28
0
0000031347
ECHELON CORP
ELON
0001534434
Marszewski C. Michael
2901 PATRICK HENRY DRIVE
SANTA CLARA
CA
95054
0
1
0
0
CFO and VP Finance
Performance Shares
2016-09-28
4
A
0
21000
0.00
A
2018-09-28
Common Stock
21000
21000
D
Employee Stock Option (right to buy)
5.22
2016-09-28
4
A
0
21000
0.00
A
2026-09-28
Common Stock
21000
21000
D
Each performance share represents the right to receive one share of the Issuer's Common Stock.
Pursuant to the Issuer's 1997 Stock Plan (the "Plan") the Reporting Person was granted 21,000 performance shares on September 28, 2016. 10,500 shares will vest on September 28, 2017 and 10,500 shares will vest on September 28, 2018.
Pursuant to the Plan the Reporting Person was granted an option to buy 21,000 shares of Common Stock. 1/2 of such shares will vest on September 28, 2017 and 1/24th of such shares granted will vest monthly thereafter. This option will be fully vested on September 28, 2018.
/s/ Marsha Larsen, attorney-in-fact for C. Michael Marszewski
2016-09-30