0001209191-16-127730.txt : 20160614 0001209191-16-127730.hdr.sgml : 20160614 20160614165127 ACCESSION NUMBER: 0001209191-16-127730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160614 DATE AS OF CHANGE: 20160614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHELON CORP CENTRAL INDEX KEY: 0000031347 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 770203595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089385200 MAIL ADDRESS: STREET 1: 2901 PATRICK HENRY DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marszewski C. Michael CENTRAL INDEX KEY: 0001534434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37755 FILM NUMBER: 161713533 MAIL ADDRESS: STREET 1: 550 MERIDIAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-10 0 0000031347 ECHELON CORP ELON 0001534434 Marszewski C. Michael 2901 PATRICK HENRY DRIVE SANTA CLARA CA 95054 0 1 0 0 CFO and VP Finance Common Stock 2016-06-10 4 M 0 200 A 8030 D Common Stock 2016-06-10 4 F 0 75 4.76 D 7955 D Common Stock 2016-06-11 4 M 0 87 A 8042 D Common Stock 2016-06-11 4 F 0 32 4.82 D 8010 D Common Stock 2016-06-12 4 M 0 1000 A 9010 D Common Stock 2016-06-12 4 F 0 375 4.82 D 8635 D Performance Shares 2016-06-10 4 M 0 200 0.00 D 2017-06-10 Common Stock 200 200 D Performance Shares 2016-06-11 4 M 0 87 0.00 D 2016-06-11 Common Stock 87 0 D Performance Shares 2016-06-12 4 M 0 1000 0.00 D 2017-06-12 Common Stock 1000 1000 D Such number reflects the 1-for-10 reverse stock split of the Issuer's common stock that occurred on December 7, 2015. Each performance share represents the right to receive one share of the Issuer's Common Stock. 200 of the 800 shares granted to the Reporting Person under the Issuer's 1997 Stock Plan (the "Plan") were vested and released to the Reporting Person effective June 10, 2016. Such 800 share grant vests at the following rate: 1/4th of such shares on June 10, 2014 and on each one year anniversary thereafter. 87 of the 350 shares granted to the Reporting Person under the Plan were vested and released to the Reporting Person effective June 11, 2016. Such 350 share grant vests at the following rate: 1/4th of such shares on June 11, 2013 and on each one year anniversary thereafter. 1,000 of the 2,000 shares granted to the Reporting Person under the Plan were vested and released to the Reporting Person effective June 12, 2016. Such 2,000 share grant vests at the following rate: 1/2 of such shares on June 12, 2016 and on June 12, 2017. /s/ Alicia Jayne Moore, attorney-in-fact for C. Michael Marszewski 2016-06-14