-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T5IxjiZCICc6+xur6nr/nizTKgnaBfWC6k5VB5gBpce5Piu4eVVgwSKvAeX4r5Xx +kYdIbYH9Wkl9x2k1Rg/IA== /in/edgar/work/0000950129-00-005050/0000950129-00-005050.txt : 20001023 0000950129-00-005050.hdr.sgml : 20001023 ACCESSION NUMBER: 0000950129-00-005050 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHDOWN INC CENTRAL INDEX KEY: 0000313058 STANDARD INDUSTRIAL CLASSIFICATION: [3241 ] IRS NUMBER: 720296500 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: SEC FILE NUMBER: 001-06117 FILM NUMBER: 743704 BUSINESS ADDRESS: STREET 1: 1200 SMITH ST STE 2400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7136506200 MAIL ADDRESS: STREET 1: 1200 SMITH STREET SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77002 8-A12B/A 1 h81080ae8-a12ba.txt SOUTHDOWN, INC. - AMENDMENT 1 FORM 8-A/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SOUTHDOWN, INC. (Exact name of registrant as specified in its charter) LOUISIANA 72-0296500 (State or other jurisdiction (I.R.S. Employer Identification No.) of incorporation) 1200 SMITH STREET, SUITE 2400 HOUSTON, TEXAS 77002-4486 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: TITLE OF EACH CLASS NAME OF EACH EXCHANGE ON WHICH TO BE REGISTERED EACH CLASS IS TO BE REGISTERED - --------------------------------------- ----------------------------- Common Stock, par value $1.25 per share New York Stock Exchange, Inc. Preferred Stock Purchase Rights New York Stock Exchange, Inc. ---------- If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to general Instruction A.(c), check the following box. [X] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ] Securities Act registration statement file number to which this form relates: .................... (if applicable) Securities to be registered pursuant to Section 12(g) of the Act: None 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. Item 1 is hereby amended by adding at the end of the description under "Rights" the following: In connection with the Agreement and Plan of Merger dated as of September 28, 2000 (the "Merger Agreement") by and among CEMEX, S.A. de C.V., a corporation organized under the laws of the United Mexican States ("Parent"), CENA Acquisition Corp., a Delaware corporation and an indirect subsidiary of Parent ("Purchaser"), and Southdown, Inc., a Louisiana corporation (the "Company"), as of September 28, 2000, the Company amended its Rights Agreement dated as of March 4, 1991 between the Company and American Stock Transfer and Trust Company, as successor Rights Agent (the "Rights Agreement"), by a First Amendment to Rights Agreement dated September 28, 2000 (the "Amendment"). Capitalized terms used herein and not otherwise defined have the meanings assigned to them in the Rights Agreement or the Amendment, as applicable. The Amendment provides that, notwithstanding anything to the contrary contained in the Rights Agreement, neither Parent, Purchaser nor any of their Affiliates or Associates shall be deemed to be the Beneficial Owner of, or to beneficially own, any of the Common Stock by virtue of the approval, execution and delivery of the Merger Agreement, the option to purchase shares of Common Stock set forth in the Merger Agreement, the making of the Offer, or the consummation of the transactions contemplated by the Merger Agreement. The Amendment also provides that, notwithstanding anything to the contrary contained in the Rights Agreement, the Rights may not be exercised at or after the acceptance for payment of shares of Common Stock in the Offer. The amendment also provides that the Rights, if they have not expired earlier, will expire upon the acceptance for payment of shares of Common Stock in the Offer. Finally, the amendment provides that, notwithstanding anything to the contrary contained in the Rights Agreement, the approval, execution and delivery of the Merger Agreement (including any amendments thereto), the option to purchase shares of Common Stock set forth in the Merger Agreement, the making of the Offer or the consummation of the transactions contemplated by the Merger Agreement shall not cause (i) Purchaser, Parent or any of their Affiliates or Associates to be an Acquiring Person; (ii) a Stock Acquisition Date to occur; (iii) a Distribution Date to occur; or (iv) the Rights to become exercisable. The Amendment is filed herewith as Exhibit 4.3 and is incorporated herein by reference. The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to that Exhibit. -2- 3 Item 1 is hereby also amended by adding at the end of the description under "Statutory Provision" the following: In connection with the Merger Agreement, on September 28, 2000, the Company amended its Bylaws to provide that the control shares provisions of the Louisiana Business Corporation Law do not apply to control share acquisitions of shares of the Company. ITEM 2. EXHIBITS. Item 2 is hereby amended by adding the following thereto: Exhibit Number Description of Exhibit 3.3 Bylaws of the Company as amended through September 28, 2000, incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K dated September 28, 2000. 4.3 First Amendment to Rights Agreement dated September 28, 2000 between the Company and American Stock Transfer and Trust Company, as Successor Rights Agent, incorporated by reference to Exhibit (e)(29) to the Schedule 14D-9 filed by Southdown, Inc. on October 5, 2000. -3- 4 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. SOUTHDOWN, INC. By: /s/ Patrick S. Bullard ------------------------------------ Name: Patrick S. Bullard Title: Senior Vice President - General Counsel and Secretary Dated: October 20, 2000 -4- 5 INDEX OF EXHIBITS
Exhibit Number Description of Exhibit - ------- ---------------------- 3.3 Bylaws of the Company as amended through September 28, 2000, incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K dated September 28, 2000. 4.3 First Amendment to Rights Agreement dated September 28, 2000 between the Company and American Stock Transfer and Trust Company, as Successor Rights Agent, incorporated by reference to Exhibit (e)(29) to the Schedule 14D-9 filed by Southdown, Inc. on October 5, 2000.
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