-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WucFHJekpnkHS1obw5r1jhxskQKtkJLq2UDaAnQb3XgEGDqdK6st+7frvSipotoe VHvsWLKpZo0SBlNM8zRtLA== 0000313028-06-000004.txt : 20061109 0000313028-06-000004.hdr.sgml : 20061109 20061109125132 ACCESSION NUMBER: 0000313028-06-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061109 DATE AS OF CHANGE: 20061109 EFFECTIVENESS DATE: 20061109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS INC CENTRAL INDEX KEY: 0000313028 IRS NUMBER: 752403190 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01006 FILM NUMBER: 061200654 BUSINESS ADDRESS: STREET 1: 3232 MCKINNEY AVE STREET 2: 5TH FLOOR CITY: DALLAS STATE: TX ZIP: 75204-2429 BUSINESS PHONE: 2146651900 MAIL ADDRESS: STREET 1: 3232 MCKINNEY AVE STREET 2: 15TH FLOOR CITY: DALLAS STATE: TX ZIP: 75204-2429 13F-HR 1 sephold.txt HOLDINGS FOR SEPT. 30, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13FCOVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barrow, Hanley, Mewhinney & Strauss, Inc. Address: 2200 Ross Ave, Suite 3100 Dallas, TX 75201 Form 13F File Number: 28-1006 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Barrow Title: President Phone: 214-665-1900 Signature, Place, and Date of Signing: James P. Barrow Dallas, TX 11/09/06 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 227 Form 13F Information Table Value Total: $52,430,211 (thousands) List of Other Included Managers: NO. Form 13F File Number Name 01 028-11931 Old Mutual (US) Holdings Inc. 02 028-11581 Old Mutual Capital, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21st Century Insurance COM 90130N103 14264 954100 SH DEFINED 01 441100 513000 3M Co. COM 88579Y101 265612 3569100 SH DEFINED 01 1700100 1869000 1049 14100 SH OTHER 01 02 14100 AXIS Capital Holdings COM G0692U109 124923 3601125 SH DEFINED 01 541425 3059700 Advance Auto Parts COM 00751Y106 140221 4256850 SH DEFINED 01 634750 3622100 Alberto Culver Co. COM 013068101 22735 449400 SH DEFINED 01 449400 Allstate Corp COM 020002101 1427696 22759376 SH DEFINED 01 5890433 16868943 9057 144377 SH OTHER 01 02 144377 Altria Group COM 02209S103 1726307 22551362 SH DEFINED 01 6309730 16241632 14716 192241 SH OTHER 01 02 192241 Am. Power Conversion COM 029066107 445622 20292437 SH DEFINED 01 10451780 9840657 2661 121194 SH OTHER 01 02 121194 Amer Express COM 025816109 5277 94100 SH OTHER 01 02 94100 Amer Tel & Tel COM 00206R102 36175 1111013 SH DEFINED 01 928703 182310 American Electric Power COM 025537101 87295 2400197 SH DEFINED 01 1592637 807560 American Financial Realty COM 02607P305 87758 7863600 SH DEFINED 01 1189500 6674100 American Int'l Group COM 026874107 453787 6848586 SH DEFINED 01 4897530 1951056 6653 100400 SH OTHER 01 02 100400 Anadarko Petroleum COM 032511107 49234 1123300 SH DEFINED 01 828200 295100 Avis Budget Group COM 053774105 11714 640440 SH DEFINED 01 113790 526650 BP PLC ADR COM 055622104 251696 3838000 SH DEFINED 01 2840298 997702 512 7813 SH OTHER 01 02 7813 Bank of America COM 060505104 1586992 29624632 SH DEFINED 01 8437137 21187495 8505 158755 SH OTHER 01 02 158755 Bank of Hawaii COM 062540109 33097 687230 SH DEFINED 01 305200 382030 Baxter Intl Inc. COM 071813109 1034079 22747009 SH DEFINED 01 7114556 15632453 841 18498 SH OTHER 01 02 18498 BellSouth Corp. COM 079860102 889606 20809500 SH DEFINED 01 3088300 17721200 479 11200 SH OTHER 01 02 11200 Brady Corp. COM 104674106 44359 1261640 SH DEFINED 01 585500 676140 Bristol-Myers Squibb COM 110122108 1351374 54228498 SH DEFINED 01 10906373 43322125 7808 313325 SH OTHER 01 02 313325 Brunswick Corp. COM 117043109 35785 1147330 SH DEFINED 01 537600 609730 Bunge Limited COM G16962105 26147 451200 SH DEFINED 01 451200 Burlington Northern COM 12189T104 380996 5187856 SH DEFINED 01 3715867 1471989 710 9667 SH OTHER 01 02 9667 CVS Corporation COM 126650100 279 8700 SH DEFINED 01 8700 Capital One Financial COM 14040H105 829833 10549619 SH DEFINED 01 3412497 7137122 4996 63512 SH OTHER 01 02 63512 Carnival Corp. COM 143658300 1045154 22223133 SH DEFINED 01 6005716 16217417 5240 111415 SH OTHER 01 02 111415 CenterPoint Energy COM 15189T107 452189 31577450 SH DEFINED 01 2197750 29379700 Century Aluminum Co. COM 156431108 47682 1417000 SH DEFINED 01 616400 800600 Champion Enterprises Inc. COM 158496109 30678 4446100 SH DEFINED 01 2058300 2387800 Chesapeake Energy Corp. COM 165167107 30692 1059070 SH DEFINED 01 654700 404370 Chevron Corporation COM 166764100 148229 2285362 SH DEFINED 01 1693419 591943 298 4601 SH OTHER 01 02 4601 Citigroup Inc. COM 172967101 1352190 27223476 SH DEFINED 01 8205915 19017561 7213 145215 SH OTHER 01 02 145215 Coca - Cola Co COM 191216100 39859 892100 SH DEFINED 01 892100 ConAgra Foods Inc. COM 205887102 826300 33754076 SH DEFINED 01 6160225 27593851 2732 111597 SH OTHER 01 02 111597 ConocoPhillips COM 20825C104 1300734 21850063 SH DEFINED 01 6251075 15598988 990 16630 SH OTHER 01 02 16630 Consolidated Edison COM 209115104 785 17000 SH DEFINED 01 17000 Cooper Industries, Ltd. COM G24182100 553998 6500800 SH DEFINED 01 6500800 Covenant Transport COM 22284P105 9641 789600 SH DEFINED 01 364400 425200 Coventry Health Care COM 222862104 135579 2631575 SH DEFINED 01 388375 2243200 Crescent Real Estate COM 225756105 38985 1787500 SH DEFINED 01 1102600 684900 Cullen Frost Bankers Inc. COM 229899109 25013 432600 SH DEFINED 01 198869 233731 Diageo PLC ADR COM 25243Q205 726633 10228500 SH DEFINED 01 1525200 8703300 6855 96500 SH OTHER 01 02 96500 Diebold Incorporated COM 253651103 53855 1237200 SH DEFINED 01 573400 663800 Disney COM 254687106 15146 490000 SH DEFINED 01 490000 Dollar General COM 256669102 167250 12270736 SH DEFINED 01 9015328 3255408 250 18322 SH OTHER 01 02 18322 Dominion Resources COM 25746U109 570316 7456085 SH DEFINED 01 2766095 4689990 2777 36300 SH OTHER 01 02 36300 Donnelley & Sons COM 257867101 1055 32000 SH DEFINED 01 32000 Dow Chemical Co. COM 260543103 1000 25650 SH DEFINED 01 25650 Du Pont COM 263534109 272092 6351350 SH DEFINED 01 4481450 1869900 480 11200 SH OTHER 01 02 11200 Duke Energy Corp. COM 26441C105 1333399 44152295 SH DEFINED 01 10672349 33479946 7923 262355 SH OTHER 01 02 262355 Eastman Chemical COM 277432100 12041 222900 SH DEFINED 01 38000 184900 El Paso Corporation COM 28336L109 54035 3961525 SH DEFINED 01 467025 3494500 7407 543000 SH OTHER 01 02 543000 Emerson Electric COM 291011104 311561 3715247 SH DEFINED 01 2685271 1029976 615 7336 SH OTHER 01 02 7336 EnCana Corp. COM 292505104 672 14400 SH DEFINED 01 14400 Encore Acquisition Co. COM 29255W100 32695 1343275 SH DEFINED 01 618600 724675 Entergy Corp. COM 29364G103 1189765 15208552 SH DEFINED 01 4396332 10812220 7846 100297 SH OTHER 01 02 100297 Exco Resources COM 269279402 11775 948800 SH DEFINED 01 948800 Exelon Corporation COM 30161N101 908021 14998700 SH DEFINED 01 797800 14200900 ExxonMobil COM 30231G102 13729 204610 SH DEFINED 01 176800 27810 Family Dollar Store COM 307000109 119974 4103075 SH DEFINED 01 615275 3487800 Fannie Mae COM 313586109 15688 280600 SH DEFINED 01 280600 First Industrial Realty Trust COM 32054K103 70345 1598750 SH DEFINED 01 249050 1349700 First Marblehead Corp. COM 320771108 102924 1486050 SH DEFINED 01 218150 1267900 Flowserve Corp. COM 34354P105 45506 899510 SH DEFINED 01 416000 483510 Fortune Brands COM 349631101 29135 387900 SH DEFINED 01 287000 100900 Freddie Mac COM 313400301 10938 164900 SH DEFINED 01 164900 6958 104900 SH OTHER 01 02 104900 Gannett Inc. COM 364730101 232053 4083283 SH DEFINED 01 3045122 1038161 418 7359 SH OTHER 01 02 7359 General Electric COM 369604103 775047 21956000 SH DEFINED 01 716900 21239100 6206 175800 SH OTHER 01 02 175800 Genuine Parts Co. COM 372460105 72128 1672350 SH DEFINED 01 329350 1343000 Goodrich Corp. COM 382388106 111877 2761025 SH DEFINED 01 395825 2365200 Guitar Center Mgmt. COM 402040109 34855 780100 SH DEFINED 01 352400 427700 H.B.Fuller COM 359694106 4993 213000 SH DEFINED 01 213000 HCA Inc. COM 404119109 78372 1570900 SH DEFINED 01 1082000 488900 HJ Heinz Co. COM 423074103 83642 1994800 SH DEFINED 01 1292000 702800 Hain Celestial Group COM 405217100 22419 877100 SH DEFINED 01 877100 Hanson PLC COM 411349103 643187 8926950 SH DEFINED 01 578300 8348650 Harsco Corp. COM 415864107 46291 596150 SH DEFINED 01 275900 320250 Hartford Financial COM 416515104 305855 3525707 SH DEFINED 01 2546108 979599 579 6670 SH OTHER 01 02 6670 Healthsouth Corp. COM 421924101 96770 19510100 SH DEFINED 01 2747300 16762800 Helen of Troy Corp. COM G4388N106 26751 1523400 SH DEFINED 01 705500 817900 Hewlett Packard Co. COM 428236103 500250 13634500 SH DEFINED 01 687900 12946600 4839 131900 SH OTHER 01 02 131900 Hillenbrand Industries COM 431573104 130107 2283375 SH DEFINED 01 338525 1944850 Honeywell International COM 438516106 504871 12344044 SH DEFINED 01 4349129 7994915 2158 52758 SH OTHER 01 02 52758 ITT Corporation COM 450911102 571014 11137390 SH DEFINED 01 743290 10394100 Idex Corp. COM 45167R104 42059 976970 SH DEFINED 01 453350 523620 Illinois Tool Works COM 452308109 453253 10094718 SH DEFINED 01 6913484 3181234 6503 144828 SH OTHER 01 02 144828 Imperial Tobacco ADR COM 453142101 1520062 22677333 SH DEFINED 01 6154680 16522653 8233 122831 SH OTHER 01 02 122831 Insituform Technologies Inc CL COM 457667103 46003 1894700 SH DEFINED 01 923100 971600 J.C. Penney Co. COM 708160106 45281 662100 SH DEFINED 01 413300 248800 J.P. Morgan Chase COM 46625H100 758660 16155451 SH DEFINED 01 2601749 13553702 362 7700 SH OTHER 01 02 7700 Jack In the Box Inc Com COM 466367109 16802 322000 SH DEFINED 01 322000 Kaydon Corp. COM 486587108 53311 1440060 SH DEFINED 01 688700 751360 Kirby Co. COM 497266106 36540 1166300 SH DEFINED 01 538800 627500 Lear Corp. COM 521865105 50660 2447320 SH DEFINED 01 1132600 1314720 Lions Gate Entertainment COM 535919203 28383 2835500 SH DEFINED 01 2835500 Littelfuse Inc. COM 537008104 50763 1462910 SH DEFINED 01 695810 767100 Loews Carolina Group COM 540424207 154089 2781900 SH DEFINED 01 358600 2423300 Lyondell Chemical COM 552078107 694934 27391948 SH DEFINED 01 2748848 24643100 4643 183000 SH OTHER 01 02 183000 MDU Resources Group COM 552690109 88614 3966625 SH DEFINED 01 565125 3401500 MGIC Investment Corp. COM 552848103 277489 4627130 SH DEFINED 01 3033425 1593705 490 8179 SH OTHER 01 02 8179 Manulife COM 56501R106 642541 19917590 SH DEFINED 01 19917590 Marathon Oil Corp. COM 565849106 193357 2514395 SH DEFINED 01 1288835 1225560 Mastercard Inc. COM 57636Q104 77169 1096925 SH DEFINED 01 161525 935400 Mattel Inc. COM 577081102 623053 31627065 SH DEFINED 01 10552954 21074111 506 25667 SH OTHER 01 02 25667 Maximus Inc. COM 577933104 39080 1497300 SH DEFINED 01 692200 805100 McDonald's Corp. COM 580135101 42500 1086400 SH DEFINED 01 679000 407400 Mens Wearhouse Inc. COM 587118100 51419 1381865 SH DEFINED 01 638550 743315 Mentor Graphics Corp. COM 587200106 56735 4029440 SH DEFINED 01 1758600 2270840 Merck & Co. COM 589331107 624 14900 SH DEFINED 01 14900 Mercury Computer Systems COM 589378108 21904 1848433 SH DEFINED 01 852700 995733 Merrill Lynch Co Inc COM 590188108 6946 88800 SH OTHER 01 02 88800 Murphy Oil Corp. COM 626717102 57994 1219650 SH DEFINED 01 185750 1033900 National City Corp. COM 635405103 666 18200 SH DEFINED 01 18200 New York Community Bancorp COM 649445103 116890 7136150 SH DEFINED 01 1059550 6076600 Newell Rubbermaid Inc. COM 651229106 343 12100 SH DEFINED 01 12100 News Corp. COM 65248E104 35399 1801500 SH DEFINED 01 1801500 Nokia Corp. ADR COM 654902204 1402026 71204996 SH DEFINED 01 20880683 50324313 7006 355801 SH OTHER 01 02 355801 Northrop Grumman Corp. COM 666807102 17215 252900 SH DEFINED 01 252900 5888 86500 SH OTHER 01 02 86500 Occidental Petroleum COM 674599105 1689135 35109846 SH DEFINED 01 8823366 26286480 7967 165604 SH OTHER 01 02 165604 Peoples Bank Bridgeport COM 710198102 119380 3013883 SH DEFINED 01 463753 2550130 Pepsico Inc COM 713448108 58551 897200 SH DEFINED 01 897200 Pfizer Inc. COM 717081103 1615917 56978724 SH DEFINED 01 15741018 41237706 11053 389750 SH OTHER 01 02 389750 Pinnacle West Capital COM 723484101 117255 2602775 SH DEFINED 01 399375 2203400 Pitney Bowes Inc. COM 724479100 90803 2046500 SH DEFINED 01 1380000 666500 Plexus Corp Com COM 729132100 24000 1250000 SH DEFINED 01 579500 670500 PolyOne Corp. COM 73179P106 49806 5979120 SH DEFINED 01 2768300 3210820 Procter & Gamble COM 742718109 50929 821700 SH DEFINED 01 821700 Radian Group, Inc. COM 750236101 123938 2065630 SH DEFINED 01 303430 1762200 Realogy Corp. COM 75605E100 36312 1601050 SH DEFINED 01 284475 1316575 Regal Beloit Corp. COM 758750103 51695 1188400 SH DEFINED 01 581700 606700 Regal Entertainment Group COM 758766109 19967 1007400 SH DEFINED 01 1007400 Reynolds & Reynolds Co. COM 761695105 64291 1627200 SH DEFINED 01 738500 888700 Reynolds American COM 761713106 140204 2262450 SH DEFINED 01 318450 1944000 Royal Caribbean Cruises COM V7780T103 118069 3042225 SH DEFINED 01 430325 2611900 Ryder Systems Inc. COM 783549108 113726 2200575 SH DEFINED 01 325775 1874800 SLM Corporation COM 78442P106 1304796 25101882 SH DEFINED 01 6043251 19058631 789 15172 SH OTHER 01 02 15172 Schering Plough COM 806605101 241974 10954010 SH DEFINED 01 8001302 2952708 532 24100 SH OTHER 01 02 24100 Service Corp. COM 817565104 292807 31349800 SH DEFINED 01 712800 30637000 Sherwin Williams COM 824348106 653970 11724100 SH DEFINED 01 351300 11372800 St. Paul Travelers COM 792860108 65474 1396334 SH DEFINED 01 912423 483911 Stanley Works COM 854616109 518399 10399175 SH DEFINED 01 6140158 4259017 4906 98424 SH OTHER 01 02 98424 Swift Transportation Co. COM 870756103 3617 152500 SH DEFINED 01 70100 82400 Tech Data Corp. COM 878237106 128952 3530034 SH DEFINED 01 529881 3000153 Terex Corp. COM 880779103 48212 1066160 SH DEFINED 01 493300 572860 The South Financial Group COM 837841105 112534 4323250 SH DEFINED 01 656150 3667100 Time Warner COM 887317105 29937 1642200 SH DEFINED 01 1642200 Triad Hospitals Inc. COM 89579K109 108013 2453175 SH DEFINED 01 360375 2092800 Tyco International Ltd. COM 902124106 2079 74260 SH DEFINED 01 74260 U S T Inc. COM 902911106 412935 7531196 SH DEFINED 01 4469331 3061865 693 12636 SH OTHER 01 02 12636 U.S. Bancorp COM 902973304 6034 181647 SH DEFINED 01 147247 34400 Union Pacific Corp. COM 907818108 5694 64700 SH DEFINED 01 64700 United Technologies COM 913017109 1254 19800 SH DEFINED 01 11900 7900 UnitedHealth Group COM 91324P102 203068 4127399 SH DEFINED 01 3112499 1014900 Universal Health Services Inc. COM 913903100 90018 1502050 SH DEFINED 01 212750 1289300 Valassis Communications COM 918866104 42861 2428400 SH DEFINED 01 1123800 1304600 Valeant Pharmaceuticals COM 91911X104 78098 3948350 SH DEFINED 01 590350 3358000 Verizon COM 92343V104 1570228 42290015 SH DEFINED 01 12039582 30250433 10503 282867 SH OTHER 01 02 282867 Viacom Inc. B COM 92553P201 16010 430603 SH DEFINED 01 430603 Vishay Intertechnology COM 928298108 45787 3261180 SH DEFINED 01 1509300 1751880 Wachovia Corporation COM 929903102 74304 1331610 SH DEFINED 01 808630 522980 Wal Mart Stores Inc. COM 931142103 127635 2587900 SH DEFINED 01 1953700 634200 Walgreen Company COM 931422109 450 10136 SH DEFINED 01 10136 Washington Mutual COM 939322103 758360 17445602 SH DEFINED 01 6150735 11294867 854 19635 SH OTHER 01 02 19635 Waste Management COM 94106L109 29229 796862 SH DEFINED 01 520910 275952 WellPoint, Inc. COM 94973V107 1525748 19802055 SH DEFINED 01 6198169 13603886 7437 96521 SH OTHER 01 02 96521 Wells Fargo & Co. COM 949746101 1188138 32839634 SH DEFINED 01 7887410 24952224 746 20614 SH OTHER 01 02 20614 Weyerhaeuser Co. COM 962166104 2154 35000 SH DEFINED 01 35000 Whirlpool Corp. COM 963320106 139877 1663030 SH DEFINED 01 240430 1422600 Willis Group Holdings Ltd. COM G96655108 136356 3588325 SH DEFINED 01 561725 3026600 Winnebago Industries COM 974637100 71007 2262825 SH DEFINED 01 267025 1995800 Wyeth COM 983024100 1042355 20502646 SH DEFINED 01 3431311 17071335 7551 148527 SH OTHER 01 02 148527 Wyndham Worldwide COM 98310W108 35826 1280880 SH DEFINED 01 227580 1053300 XL Capital COM G98255105 1069671 15570178 SH DEFINED 01 3781359 11788819 690 10048 SH OTHER 01 02 10048 Xcel Energy Inc. COM 98389B100 131880 6386450 SH DEFINED 01 958150 5428300
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