Managing Partner

0000312955-14-000009.txt : 20141028 0000312955-14-000009.hdr.sgml : 20141028 20141028164121 ACCESSION NUMBER: 0000312955-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 EFFECTIVENESS DATE: 20141028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 141177615 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 09-30-2014 09-30-2014 NORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE SUITE 201 MADISON WI 53717-1951

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COM 165167107 439 19075 SH SOLE 0 17975 0 1100 CHEVRON CORP COM 166764100 258 2164 SH SOLE 0 2164 0 0 CISCO SYSTEMS INC COM 17275R102 3310 131505 SH SOLE 0 130255 0 1250 CITIGROUP INC COM NEW 172967424 3042 58695 SH SOLE 0 57720 0 975 COMCAST CORP COM 20030N101 1634 30392 SH SOLE 0 30392 0 0 CONSTELLATION BRANDS INC COM 21036P108 265 3040 SH SOLE 0 3040 0 0 CVR ENERGY INC COM 12662P108 368 8220 SH SOLE 0 8220 0 0 CVS HEALTH CORP COM 126650100 3096 38897 SH SOLE 0 38472 0 425 DEUTSCHE TELEKOM AG ADS COM 251566105 287 19000 SH SOLE 0 19000 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 2333 20215 SH SOLE 0 20215 0 0 DIRECTV - CL A COM 25490A309 2879 33275 SH SOLE 0 32750 0 525 EBAY INC. 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COM 49456B101 224 5835 SH SOLE 0 5835 0 0 KINDRED BIOSCIENCES COM 494577109 171 18525 SH SOLE 0 17800 0 725 KLA-TENCOR CORP. 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COM 674599105 3296 34275 SH SOLE 0 33850 0 425 PARKER HANNIFIN CORP COM 701094104 812 7110 SH SOLE 0 6785 0 325 PARTNER RE LTD. COM G6852T105 215 1960 SH SOLE 0 1960 0 0 PENNANTPARK INVESTMENT CO COM 708062104 153 14008 SH SOLE 0 14008 0 0 PEPSICO INC COM 713448108 1019 10948 SH SOLE 0 10498 0 450 PFIZER INC COM 717081103 1477 49959 SH SOLE 0 48009 0 1950 PHILLIPS 66 COM 718546104 409 5035 SH SOLE 0 5035 0 0 PNC BANK CORPORATION COM 693475105 2680 31320 SH SOLE 0 30745 0 575 PRECISION CASTPARTS CORPORATION COM 740189105 859 3625 SH SOLE 0 3625 0 0 PROCTER & GAMBLE CO COM 742718109 765 9135 SH SOLE 0 9135 0 0 PS - BUYBACK ACHIEVERS DYNA BYBK ACH 73935X286 1787 39945 SH SOLE 0 39945 0 0 PS - GLOBAL WATER GBL WTR PORT 73936T623 511 22450 SH SOLE 0 22450 0 0 PS - S&P SMALL-CAP ENERGY S&P SMCP ENE 73937B704 691 15955 SH SOLE 0 15955 0 0 PS - WATER RESOURCES WATER RESOURCE 73935X575 1124 45688 SH SOLE 0 45688 0 0 PS-INVERSE QQQQ PSHS SHORT QQQ 74347R602 1811 115000 SH SOLE 0 115000 0 0 QUALCOMM INC. COM 747525103 3202 42830 SH SOLE 0 42305 0 525 QUEST DIAGNOSTICS COM 74834L100 883 14550 SH SOLE 0 13875 0 675 RAYONIER ADVANCED MATERIALS COM 75508B104 768 23329 SH SOLE 0 22972 0 357 RAYONIER INC. REIT COM 754907103 2629 84430 SH SOLE 0 83305 0 1125 REPUBLIC SERVICES INC. COM 760759100 1757 45020 SH SOLE 0 45020 0 0 ROCKWELL AUTOMATION INC COM 773903109 2028 18455 SH SOLE 0 18130 0 325 ROGERS COMMUNICATIONS INC CL B NEW 775109200 412 11015 SH SOLE 0 11015 0 0 SANDISK CORP COM 80004C101 3119 31845 SH SOLE 0 31520 0 325 SPDR - OIL SERVICES OILGAS EQUIP 78464A748 228 5685 SH SOLE 0 5685 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 349 3000 SH SOLE 0 3000 0 0 STATE STREET CORP COM 857477103 872 11850 SH SOLE 0 11850 0 0 SYMANTEC CORP. 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