0001209191-12-012397.txt : 20120223
0001209191-12-012397.hdr.sgml : 20120223
20120223142146
ACCESSION NUMBER: 0001209191-12-012397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120221
FILED AS OF DATE: 20120223
DATE AS OF CHANGE: 20120223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON CORP
CENTRAL INDEX KEY: 0000031277
STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590]
IRS NUMBER: 340196300
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EATON CTR
STREET 2: 1111 SUPERIOR AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44114-2584
BUSINESS PHONE: 2165235000
MAIL ADDRESS:
STREET 1: 1111 SUPERIOR AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: EATON YALE & TOWNE INC
DATE OF NAME CHANGE: 19710822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CUTLER ALEXANDER M
CENTRAL INDEX KEY: 0001188585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01396
FILM NUMBER: 12633235
MAIL ADDRESS:
STREET 1: EATON CENTER
STREET 2: 1111 SUPERIOR AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-21
0
0000031277
EATON CORP
ETN
0001188585
CUTLER ALEXANDER M
EATON CENTER
1111 SUPERIOR AVE.
CLEVELAND
OH
44114
1
1
0
0
Chairman and CEO
Common Shares
2012-02-22
4
M
0
11350
0.00
A
477524
D
Common Shares
2012-02-22
4
F
0
3627
52.24
D
473897
D
Common Shares
37028.499
I
by trustee of ESP
Common Shares
2000
I
by son
Stock Option
51.94
2012-02-21
4
A
0
151300
51.94
A
2013-02-21
2022-02-21
Common Shares
151300
151300
D
Restricted Stock Units
0.00
2012-02-21
4
A
0
40915
0.00
A
Common Shares
40915
40915
D
Restricted Stock Units
0.00
2012-02-22
4
M
0
11350
0.00
D
Common Shares
11350
34050
D
These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
These shares are held in the Eaton Savings Plan.
Thirty-three percent (33%) of these options become exercisable on the first and second anniversary of the date granted and thirty-four percent (34%) on the third anniversary of the date granted.
These restricted stock units vest as follows: thirty-three percent (33%) of the total shares granted vest on the first and second anniversary of the date of the grant and the remaining thirty-four percent (34%) of the total shares granted vest on the third anniversary of the date of the grant.
This field is not applicable.
/s/Kathleen S. O'Connor, as Attorney-in-Fact
2012-02-23