0001209191-12-012393.txt : 20120223 0001209191-12-012393.hdr.sgml : 20120223 20120223141844 ACCESSION NUMBER: 0001209191-12-012393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120221 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGill James W CENTRAL INDEX KEY: 0001299345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 12633212 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-21 0 0000031277 EATON CORP ETN 0001299345 McGill James W EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 EVP - Human Resources Common Shares 2012-02-22 4 M 0 875 0.00 A 55202 D Common Shares 2012-02-22 4 F 0 317 52.24 D 54885 D Common Shares 8787.866 I by trustee of ESP Stock Option 51.94 2012-02-21 4 A 0 15000 51.94 A 2013-02-21 2022-02-21 Common Shares 15000 15000 D Restricted Stock Units 0.00 2012-02-21 4 A 0 4055 0.00 A Common Shares 4055 4055 D Restricted Stock Units 0.00 2012-02-22 4 M 0 875 0.00 D Common Shares 875 2625 D These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. These shares are held in the Eaton Savings Plan. Thirty-three percent (33%) of these options become exercisable on the first and second anniversary of the date granted and thirty-four percent (34%) on the third anniversary of the date granted. These restricted stock units vest as follows: thirty-three percent (33%) of the total shares granted vest on the first and second anniversary of the date of the grant and the remaining thirty-four percent (34%) of the total shares granted vest on the third anniversary of the date of the grant. This field is not applicable. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2012-02-23