0001209191-12-012390.txt : 20120223 0001209191-12-012390.hdr.sgml : 20120223 20120223141614 ACCESSION NUMBER: 0001209191-12-012390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120221 FILED AS OF DATE: 20120223 DATE AS OF CHANGE: 20120223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEARON RICHARD H CENTRAL INDEX KEY: 0001188586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 12633202 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-21 0 0000031277 EATON CORP ETN 0001188586 FEARON RICHARD H EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 VC and CFO & Planning Officer Common Shares 2012-02-22 4 M 0 2750 0.00 A 245698 D Common Shares 2012-02-22 4 F 0 899 54.24 D 244799 D Stock Option 51.94 2012-02-21 4 A 0 44100 51.94 A 2013-02-21 2022-02-21 Common Shares 44100 44100 D Restricted Stock Units 0.00 2012-02-21 4 A 0 11925 0.00 A Common Shares 11925 11925 D Restricted Stock Units 0.00 2012-02-22 4 M 0 2750 0.00 D Common Shares 2750 8250 D These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Thirty-three percent (33%) of these options become exercisable on the first and second anniversary of the date granted and thirty-four percent (34%) on the third anniversary of the date granted. These restricted stock units vest as follows: thirty-three percent (33%) of the total shares granted vest on the first and second anniversary of the date of the grant and the remaining thirty-four percent (34%) of the total shares granted vest on the third anniversary of the date of the grant. This field is not applicable. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2012-02-23