0001209191-11-042289.txt : 20110803 0001209191-11-042289.hdr.sgml : 20110803 20110803165036 ACCESSION NUMBER: 0001209191-11-042289 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110801 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foster David B CENTRAL INDEX KEY: 0001523721 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 111007480 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 3 1 doc3.xml FORM 3 SUBMISSION X0204 3 2011-08-01 0 0000031277 EATON CORP ETN 0001523721 Foster David B EATON CENTER 111 SUPERIOR AVENUE CLEVELAND OH 44114 0 1 0 0 SVP Corp. Dev. & Treasury Common Shares 2602 D Common Shares 173.312 I by trustee of ESP Restricted Stock Units 0.00 Common Shares 2600 D Restricted Stock Units 0.00 Common Shares 2600 D Restricted Stock Units 0.00 Common Shares 1876 D Restricted Stock Units 0.00 Common Shares 2500 D Stock Option 34.31 2007-02-21 2016-02-21 Common Shares 2600 D Stock Option 40.405 2008-02-27 2017-02-27 Common Shares 9400 D Stock Option 41.565 2009-02-26 2018-02-26 Common Shares 8000 D Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. These shares are held in the Eaton Savings Plan. This field is not applicable. Each restricted stock unit represents a contingent right to receive one common share of the issuer. Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thirty-four percent (34%) on the third anniversary of the date granted. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2011-08-03 EX-24.3_387733 2 poa.txt POA DOCUMENT POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: That the undersigned has made, constituted and appointed, and by this instrument does make, constitute and appoint, each of MARK M. McGUIRE, THOMAS E. MORAN, DAVID M. O'LOUGHLIN, LIZBETH L. WRIGHT, SUZANNE K. HANSELMAN, KATHLEEN S. O'CONNOR AND ELIZABETH K. RIOTTE, acting individually, as his or her true and lawful attorney, for him or her, and in his or her name, place and stead, to affix, as attorney-in-fact, the signature of the undersigned to reports to the Securities and Exchange Commission on Forms 3, 4, 5 or 144 with respect to transactions or holdings by the undersigned in equity securities issued by Eaton Corporation, an Ohio corporation, and to any and all amendments to such reports, giving and granting unto each such attorney-in-fact full power and authority to do and performance every act and thing whatsoever necessary to be done in the premises, as fully as the undersigned might or could do if personally present, hereby ratifying and confirming all that each such attorney-in-fact shall lawfully do or cause to be done by virtue hereof. This Power of Attorney shall revoke any Power of Attorney previously executed by the undersigned regarding the filing of Forms 3, 4, 5 or 144 with the Securities and Exchange Commission for transactions in Eaton securities, but this revocation does not invalidate any actions taken pursuant to any prior Powers of Attorney. This Power of Attorney shall expire on the date the undersigned is no longer required to file Form 3, 4, 5 or 144 reports with the Securities and Exchange Commission with respect to holdings of and transactions in securities issued by Eaton Corporation, unless revoked in writing prior thereto. IN WITNESS WHEREOF, this Power of Attorney has been signed at Shanghai, China this 7th day of July, 2011. /s/David B. Foster David B. Foster