0001209191-11-042289.txt : 20110803
0001209191-11-042289.hdr.sgml : 20110803
20110803165036
ACCESSION NUMBER: 0001209191-11-042289
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20110801
FILED AS OF DATE: 20110803
DATE AS OF CHANGE: 20110803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foster David B
CENTRAL INDEX KEY: 0001523721
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01396
FILM NUMBER: 111007480
MAIL ADDRESS:
STREET 1: EATON CENTER
STREET 2: 1111 SUPERIOR AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON CORP
CENTRAL INDEX KEY: 0000031277
STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590]
IRS NUMBER: 340196300
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EATON CTR
STREET 2: 1111 SUPERIOR AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44114-2584
BUSINESS PHONE: 2165235000
MAIL ADDRESS:
STREET 1: 1111 SUPERIOR AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: EATON YALE & TOWNE INC
DATE OF NAME CHANGE: 19710822
3
1
doc3.xml
FORM 3 SUBMISSION
X0204
3
2011-08-01
0
0000031277
EATON CORP
ETN
0001523721
Foster David B
EATON CENTER
111 SUPERIOR AVENUE
CLEVELAND
OH
44114
0
1
0
0
SVP Corp. Dev. & Treasury
Common Shares
2602
D
Common Shares
173.312
I
by trustee of ESP
Restricted Stock Units
0.00
Common Shares
2600
D
Restricted Stock Units
0.00
Common Shares
2600
D
Restricted Stock Units
0.00
Common Shares
1876
D
Restricted Stock Units
0.00
Common Shares
2500
D
Stock Option
34.31
2007-02-21
2016-02-21
Common Shares
2600
D
Stock Option
40.405
2008-02-27
2017-02-27
Common Shares
9400
D
Stock Option
41.565
2009-02-26
2018-02-26
Common Shares
8000
D
Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture.
These shares are held in the Eaton Savings Plan.
This field is not applicable.
Each restricted stock unit represents a contingent right to receive one common share of the issuer.
Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thirty-four percent (34%) on the third anniversary of the date granted.
/s/Kathleen S. O'Connor, as Attorney-in-Fact
2011-08-03
EX-24.3_387733
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS: That the undersigned has made, constituted and
appointed, and by this instrument does make, constitute and appoint, each of
MARK M. McGUIRE, THOMAS E. MORAN, DAVID M. O'LOUGHLIN, LIZBETH L. WRIGHT,
SUZANNE K. HANSELMAN, KATHLEEN S. O'CONNOR AND ELIZABETH K. RIOTTE, acting
individually, as his or her true and lawful attorney, for him or her, and in his
or her name, place and stead, to affix, as attorney-in-fact, the signature of
the undersigned to reports to the Securities and Exchange Commission on Forms 3,
4, 5 or 144 with respect to transactions or holdings by the undersigned in
equity securities issued by Eaton Corporation, an Ohio corporation, and to any
and all amendments to such reports, giving and granting unto each such
attorney-in-fact full power and authority to do and performance every act and
thing whatsoever necessary to be done in the premises, as fully as the
undersigned might or could do if personally present, hereby ratifying and
confirming all that each such attorney-in-fact shall lawfully do or cause to be
done by virtue hereof.
This Power of Attorney shall revoke any Power of Attorney previously executed
by the undersigned regarding the filing of Forms 3, 4, 5 or 144 with the
Securities and Exchange Commission for transactions in Eaton securities, but
this revocation does not invalidate any actions taken pursuant to any prior
Powers of Attorney.
This Power of Attorney shall expire on the date the undersigned is no longer
required to file Form 3, 4, 5 or 144 reports with the Securities and Exchange
Commission with respect to holdings of and transactions in securities issued by
Eaton Corporation, unless revoked in writing prior thereto.
IN WITNESS WHEREOF, this Power of Attorney has been signed at Shanghai, China
this 7th day of July, 2011.
/s/David B. Foster
David B. Foster