-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OgX+wFLkCwv5EgpbnL342vIKxcSPGhjFmLoNJoUq65BogI2DK3+51ExVnygVpWK6 XV7EBv4Fsnup5kMHNlUYSg== 0001209191-11-012448.txt : 20110224 0001209191-11-012448.hdr.sgml : 20110224 20110224164148 ACCESSION NUMBER: 0001209191-11-012448 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110222 FILED AS OF DATE: 20110224 DATE AS OF CHANGE: 20110224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWOT BILLIE K CENTRAL INDEX KEY: 0001188598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 11636927 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-22 0 0000031277 EATON CORP ETN 0001188598 RAWOT BILLIE K EATON CENTER 1111 SUPERIOR AVE CLEVELAND OH 44114 0 1 0 0 Sr VP and Controller Common Shares 2011-02-22 4 A 0 1000 0.00 A 45746 D Common Shares 11522.254 I by trustee of ESP Restricted Stock Units 0.00 2011-02-22 4 A 0 900 0.00 A Common Shares 900 900 D Stock Option 107.42 2011-02-22 4 A 0 3300 107.42 A 2012-02-22 2021-02-22 Common Shares 3300 3300 D These shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. These shares are held in the Eaton Savings Plan. These restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. This field is not applicable. Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thirty-four percent (34%) on the third anniversary of the date granted. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2011-02-24 -----END PRIVACY-ENHANCED MESSAGE-----