-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FB/zU2B+gI8hkPp6+OGpZAuqN1z9GhrjUZj3XelvSWEHwiL/hSShn6X4v4T2Cat4 h08gIg+fdcb/dJg/GNMdEA== 0001209191-11-012434.txt : 20110224 0001209191-11-012434.hdr.sgml : 20110224 20110224163741 ACCESSION NUMBER: 0001209191-11-012434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110222 FILED AS OF DATE: 20110224 DATE AS OF CHANGE: 20110224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAIG ARNOLD CENTRAL INDEX KEY: 0001188578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 11636873 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-22 0 0000031277 EATON CORP ETN 0001188578 CRAIG ARNOLD EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 VC & COO-Industrial Sector Common Shares 2011-02-22 4 A 0 2000 0.00 A 72709 D Common Shares 65.813 I by trustee of ESP Stock Option 107.42 2011-02-22 4 A 0 22000 107.42 A 2012-02-22 2021-02-22 Common Shares 22000 22000 D Restricted Stock Units 0.00 2011-02-22 4 A 0 5500 0.00 A Common Shares 5500 5500 D These shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. This field is not applicable. Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thirty-four percent (34%) on the third anniversary of the date granted. These restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2011-02-24 -----END PRIVACY-ENHANCED MESSAGE-----