-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JvOhkCmxUtQZYROC2LmnF9s7ZSUvQAlT9OmgdvUuXStuCnIdQPft9oJmiRcfhJbS 04+6g7IAZCWaoZzLPyxlrw== 0001209191-10-051666.txt : 20101026 0001209191-10-051666.hdr.sgml : 20101026 20101026171423 ACCESSION NUMBER: 0001209191-10-051666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101022 FILED AS OF DATE: 20101026 DATE AS OF CHANGE: 20101026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGill James W CENTRAL INDEX KEY: 0001299345 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 101142898 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-10-22 0 0000031277 EATON CORP ETN 0001299345 McGill James W EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 EVP - Human Resources Common Shares 2010-10-22 4 S 0 4000 87.88 D 40821 D Common Shares 2010-10-22 4 M 0 5544 34.65 A 46365 D Common Shares 2010-10-22 4 S 0 5544 87.79 D 40821 D Common Shares 2010-10-22 4 M 0 6538 40.60 A 47359 D Common Shares 2010-10-22 4 S 0 6538 87.78 D 40821 D Common Shares 2010-10-22 4 M 0 11258 36.47 A 52079 D Common Shares 2010-10-22 4 S 0 11258 87.81 D 40821 D Common Shares 2010-10-22 4 F 0 1136 87.92 D 39685 D Common Shares 2010-10-22 4 F 0 1137 87.90 D 38548 D Common Shares 2010-10-22 4 F 0 1125 87.95 D 37423 D Common Shares 2010-10-22 4 M 0 2856 34.65 A 40279 D Common Shares 2010-10-22 4 M 0 2462 40.60 A 42741 D Common Shares 2010-10-22 4 M 0 2741 36.47 A 45482 D Common Shares 4250.35 I by trustee of ESP Stock Option 36.47 2010-10-22 4 M 0 11258 36.47 D 2002-02-27 2011-02-27 Common Shares 11258 2741 D Stock Option 36.47 2010-10-22 4 M 0 2741 36.47 D 2002-02-27 2011-02-27 Common Shares 2741 0 D Stock Option 40.60 2010-10-22 4 M 0 6538 40.60 D 2003-02-26 2012-02-26 Common Shares 6538 2462 D Stock Option 40.60 2010-10-22 4 M 0 2462 40.60 D 2003-02-26 2012-02-26 Common Shares 2462 0 D Stock Option 34.65 2010-10-22 4 M 0 5544 34.65 D 2004-02-25 2013-02-25 Common Shares 5544 2856 D Stock Option 34.65 2010-10-22 4 M 0 2856 34.65 D 2004-02-25 2013-02-25 Common Shares 2856 0 D Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.87 - $87.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.78 - $87.81. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.77 - $87.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.81 - $87.845. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. These shares were delivered to the issuer to pay for the applicable option exercise price. These shares are held in the Eaton Savings Plan. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2010-10-26 -----END PRIVACY-ENHANCED MESSAGE-----