-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KukLQx1Z4F3nnchkn+LupHJIqZJ/jW/u1tCqW5RE8hV8Tk5Qo1Rt4yzD4D6zM88B meFQyrbJBK5d0ODzfWg3iw== 0001209191-10-018233.txt : 20100322 0001209191-10-018233.hdr.sgml : 20100322 20100322182722 ACCESSION NUMBER: 0001209191-10-018233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100318 FILED AS OF DATE: 20100322 DATE AS OF CHANGE: 20100322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAIG ARNOLD CENTRAL INDEX KEY: 0001188578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 10697627 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-18 0 0000031277 EATON CORP ETN 0001188578 CRAIG ARNOLD EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 VC & COO-Industrial Sector Common Shares 2010-03-18 4 M 0 38272.023 A 97848.023 D Common Shares 2010-03-18 4 F 0 14734 73.94 D 83113 D Common Shares 65.169 I by trustee of ESP Phantom Shares 2010-03-18 4 M 0 38272.023 D Common Shares 38272.023 0 D These common shares were acquired upon settlement of certain Phantom Share Units. Such Phantom Share Units were held by the reporting person in an account maintained under one or more of the issuer's deferred compensation plans. Each Phantom Share Unit is the economic equivalent of one common share of the issuer. These shares were delivered to the issuer to pay for the applicable withholding tax in connection with the settlement of certain Phantom Share Units. Aggregate holdings have been adjusted to reflect the cash-out of fractional shares in connection with the settlement of certain Phantom Share Units. These shares are held in the Eaton Savings Plan. These Phantom Share Units were surrendered in settlement for common shares of the issuer. This field is not applicable. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2010-03-22 -----END PRIVACY-ENHANCED MESSAGE-----