-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oe9y9wCVysKMyZCzbXssf4qweCFWlF7TmSwQa5drXzsKjpQNy7Hl0ViQKYHYHzM2 /JzeMeny2Ak4XsLiBFC5/A== 0001209191-08-022544.txt : 20080403 0001209191-08-022544.hdr.sgml : 20080403 20080403174332 ACCESSION NUMBER: 0001209191-08-022544 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080327 FILED AS OF DATE: 20080403 DATE AS OF CHANGE: 20080403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUTLER ALEXANDER M CENTRAL INDEX KEY: 0001188585 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 08738587 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2008-03-27 2008-04-01 0 0000031277 EATON CORP ETN 0001188585 CUTLER ALEXANDER M EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 1 1 0 0 Chairman and CEO; President Common Shares 2008-03-27 2008-03-28 4 M 0 157557.336 A 378562.336 D Common Shares 2008-03-27 2008-03-28 4 F 0 60660 79.72 D 317902 D Common Shares 16353.589 I by trustee of ESP Common Shares 1000 I by spouse Phantom Shares 0.00 2008-03-27 2008-03-28 4 M 0 157557.336 D Common Shares 157557.336 353691.671 D The Form 4 filed on April 1, 2008 incorrectly reported March 28, 2008 as the transaction date. This amendment is being filed to reflect a transaction date of March 27, 2008 and a deemed transaction date of March 28, 2008. These common shares were acquired upon settlement of certain Phantom Share Units. Such Phantom Share Units were held by the reporting person in an account maintained under one or more of the issuer's deferred compensation plans. Each Phantom Share Unit is the economic equivalent of one common share of the issuer. These shares were delivered to the issuer to pay for the applicable withholding tax in connection with the settlement of certain Phantom Share Units. Aggregate holdings have been adjusted to reflect the cash-out of fractional shares in connection with the settlement of certain Phantom Share Units. These shares are held in the Eaton Savings Plan. These shares are held in an Ohio Uniform Gifts for Minors account for a child of which Mr. Cutler's spouse is the custodian. These Phantom Share Units were surrendered in settlement for common shares of the issuer. This field is not applicable. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2008-04-03 -----END PRIVACY-ENHANCED MESSAGE-----