-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HxyS4DQiN5xZ8hiRHZ2d4Z59YipuQxpq4HalIxZESNgPgrpIOHm4rEgvtgllNfoe XgIu0jQCPjcikw6k46WX/w== 0001209191-08-005764.txt : 20080125 0001209191-08-005764.hdr.sgml : 20080125 20080125181303 ACCESSION NUMBER: 0001209191-08-005764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080123 FILED AS OF DATE: 20080125 DATE AS OF CHANGE: 20080125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUTLER ALEXANDER M CENTRAL INDEX KEY: 0001188585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 08552119 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-01-23 0 0000031277 EATON CORP ETN 0001188585 CUTLER ALEXANDER M EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 1 1 0 0 Chairman and CEO; President Common Shares 2008-01-23 4 M 0 8361 38.05 A 224273 D Common Shares 2008-01-23 4 S 0 500 76.23 D 223773 D Common Shares 2008-01-23 4 S 0 200 76.55 D 223573 D Common Shares 2008-01-23 4 S 0 100 76.59 D 223473 D Common Shares 2008-01-23 4 S 0 600 77.00 D 222873 D Common Shares 2008-01-23 4 S 0 200 77.01 D 222673 D Common Shares 2008-01-23 4 S 0 100 77.08 D 222573 D Common Shares 2008-01-23 4 S 0 200 77.31 D 222373 D Common Shares 2008-01-23 4 S 0 300 77.32 D 222073 D Common Shares 2008-01-23 4 S 0 200 77.34 D 221873 D Common Shares 2008-01-23 4 S 0 200 77.44 D 221673 D Common Shares 2008-01-23 4 S 0 100 77.63 D 221573 D Common Shares 2008-01-23 4 S 0 200 78.70 D 221373 D Common Shares 2008-01-23 4 S 0 200 78.80 D 221173 D Common Shares 2008-01-23 4 S 0 400 78.81 D 220773 D Common Shares 2008-01-23 4 S 0 100 78.82 D 220673 D Common Shares 2008-01-23 4 S 0 200 78.87 D 220473 D Common Shares 2008-01-23 4 S 0 200 78.95 D 220273 D Common Shares 2008-01-23 4 S 0 100 78.96 D 220173 D Common Shares 2008-01-23 4 S 0 200 79.02 D 219973 D Common Shares 2008-01-23 4 S 0 100 79.18 D 219873 D Common Shares 2008-01-23 4 S 0 200 79.42 D 219673 D Common Shares 2008-01-23 4 S 0 100 79.44 D 219573 D Common Shares 2008-01-23 4 S 0 100 79.48 D 219473 D Common Shares 2008-01-23 4 S 0 190 79.50 D 219283 D Common Shares 2008-01-23 4 S 0 200 79.67 D 219083 D Common Shares 2008-01-23 4 S 0 500 78.77 D 218583 D Common Shares 2008-01-23 4 S 0 100 76.33 D 218483 D Common Shares 1000 I by spouse Common Shares 16175.217 I by trustee of ESP Stock Option 38.05 2008-01-23 4 M 0 8361 38.05 D 1998-07-27 2008-01-27 Common Shares 8361 10939 D This field is not applicable. The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. These shares are held in an Ohio Uniform Gifts for Minors account for a child of which Mr. Cutler's spouse is the custodian. These shares are held in the Eaton Savings Plan. 1998 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 17, 2008 (10 days before the expiration of their ten-year term). /s/Kathleen S. O'Connor, as Attorney-in-Fact 2008-01-25 -----END PRIVACY-ENHANCED MESSAGE-----