-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DdQg88iNx4npkOjFlcZTqQl4q2h3Sv3sABx+/mhJDBEWF5PKcu+nn5FB17c3Gjli wPRu4vTzAglD43RrYjvg2Q== 0001209191-08-005463.txt : 20080124 0001209191-08-005463.hdr.sgml : 20080124 20080124182653 ACCESSION NUMBER: 0001209191-08-005463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080122 FILED AS OF DATE: 20080124 DATE AS OF CHANGE: 20080124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKLIN EARL R CENTRAL INDEX KEY: 0001188587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 08548802 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-01-22 0 0000031277 EATON CORP ETN 0001188587 FRANKLIN EARL R EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Vice President and Secretary Common Shares 2008-01-22 4 M 0 2112 38.05 A 19432 D Common Shares 2008-01-22 4 S 0 100 72.69 D 19332 D Common Shares 2008-01-22 4 S 0 712 73.50 D 18620 D Common Shares 2008-01-22 4 S 0 100 73.63 D 18520 D Common Shares 2008-01-22 4 S 0 100 75.50 D 18420 D Common Shares 2008-01-22 4 S 0 100 76.20 D 18320 D Common Shares 2008-01-22 4 S 0 100 76.89 D 18220 D Common Shares 2008-01-22 4 S 0 100 76.99 D 18120 D Common Shares 2008-01-22 4 S 0 100 77.19 D 18020 D Common Shares 2008-01-22 4 S 0 100 77.22 D 17920 D Common Shares 2008-01-22 4 S 0 100 77.41 D 17820 D Common Shares 2008-01-22 4 S 0 100 77.94 D 17720 D Common Shares 2008-01-22 4 S 0 100 78.19 D 17620 D Common Shares 2008-01-22 4 S 0 100 78.25 D 17520 D Common Shares 2008-01-22 4 S 0 100 78.95 D 17420 D Common Shares 2008-01-22 4 S 0 100 79.46 D 17320 D Common Shares 6473.288 I by trustee of ESP Stock Option 38.05 2008-01-22 4 M 0 2112 38.05 D 1998-07-27 2008-01-27 Common Shares 2112 937 D This field is not applicable. The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. These shares are held in the Eaton Savings Plan. 1998 Performance Options - The stock option exercises and share sales described in this Form 4 report relate to options that vested on January 17, 2008 (10 days before the expiration of their ten-year term). /s/Kathleen S. O'Connor, as Attorney-in-Fact 2008-01-24 -----END PRIVACY-ENHANCED MESSAGE-----