-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PxbnX8pWfO4dLa6nD67vXjY7ayB2U6UQE0jYMYToSi/TpRXkDbEpFDOrXW+dX1Fh mjboRErBLBPMZndoTZweOw== 0001209191-08-005178.txt : 20080123 0001209191-08-005178.hdr.sgml : 20080123 20080123180944 ACCESSION NUMBER: 0001209191-08-005178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080118 FILED AS OF DATE: 20080123 DATE AS OF CHANGE: 20080123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUTLER ALEXANDER M CENTRAL INDEX KEY: 0001188585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 08545606 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-01-18 0 0000031277 EATON CORP ETN 0001188585 CUTLER ALEXANDER M EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 1 1 0 0 Chairman and CEO; President Common Shares 2008-01-18 4 M 0 8470 38.05 A 219168 D Common Shares 2008-01-18 4 S 0 200 80.72 D 218968 D Common Shares 2008-01-18 4 S 0 800 80.77 D 218168 D Common Shares 2008-01-18 4 S 0 1010 80.83 D 217158 D Common Shares 2008-01-18 4 S 0 200 81.06 D 216958 D Common Shares 2008-01-18 4 S 0 200 81.09 D 216758 D Common Shares 2008-01-18 4 S 0 100 81.18 D 216658 D Common Shares 2008-01-18 4 S 0 100 81.22 D 216558 D Common Shares 2008-01-18 4 S 0 200 81.55 D 216358 D Common Shares 2008-01-18 4 S 0 200 81.59 D 216158 D Common Shares 2008-01-18 4 S 0 400 81.65 D 215758 D Common Shares 2008-01-18 4 S 0 400 81.71 D 215358 D Common Shares 2008-01-18 4 S 0 200 81.72 D 215158 D Common Shares 2008-01-18 4 S 0 400 81.74 D 214758 D Common Shares 2008-01-18 4 S 0 600 81.89 D 214158 D Common Shares 2008-01-18 4 S 0 100 81.90 D 214058 D Common Shares 2008-01-18 4 S 0 200 81.94 D 213858 D Common Shares 2008-01-18 4 S 0 100 81.95 D 213758 D Common Shares 2008-01-18 4 S 0 400 81.98 D 213358 D Common Shares 16175.217 I by trustee of ESP Common Shares 1000 I by spouse Stock Option 38.05 2008-01-18 4 M 0 8470 38.05 D 1998-07-27 2008-01-27 Common Shares 8470 27647 D This field is not applicable. The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. These shares are held in the Eaton Savings Plan. These shares are held in an Ohio Uniform Gifts for Minors account for a child of which Mr. Cutler's spouse is the custodian. 1998 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 17, 2008 (10 days before the expiration of their ten-year term). /s/Kathleen S. O'Connor, as Attorney-in-Fact 2008-01-23 -----END PRIVACY-ENHANCED MESSAGE-----