-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NH4U47pF65qnyNtXRmY13e+o78xntYE8zYZ2iXke8ERbg64GcmhYAbVbgXZdoE/f 0vok9ezDHwlNHtB24/SRag== 0001209191-08-004835.txt : 20080122 0001209191-08-004835.hdr.sgml : 20080121 20080122173631 ACCESSION NUMBER: 0001209191-08-004835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080117 FILED AS OF DATE: 20080122 DATE AS OF CHANGE: 20080122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUTLER ALEXANDER M CENTRAL INDEX KEY: 0001188585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 08542846 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-01-17 0 0000031277 EATON CORP ETN 0001188585 CUTLER ALEXANDER M EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 1 1 0 0 Chairman and CEO; President Common Shares 2008-01-17 4 M 0 5704 38.05 A 216602 D Common Shares 2008-01-17 4 S 0 100 84.94 D 216502 D Common Shares 2008-01-17 4 S 0 200 84.99 D 216302 D Common Shares 2008-01-17 4 S 0 100 85.12 D 216202 D Common Shares 2008-01-17 4 S 0 100 84.50 D 216102 D Common Shares 2008-01-17 4 S 0 100 84.05 D 216002 D Common Shares 2008-01-17 4 S 0 200 84.30 D 215802 D Common Shares 2008-01-17 4 S 0 100 84.69 D 215702 D Common Shares 2008-01-17 4 S 0 100 84.63 D 215602 D Common Shares 2008-01-17 4 S 0 100 84.65 D 215502 D Common Shares 2008-01-17 4 S 0 100 84.66 D 215402 D Common Shares 2008-01-17 4 S 0 100 84.73 D 215302 D Common Shares 2008-01-17 4 S 0 100 84.80 D 215202 D Common Shares 2008-01-17 4 S 0 100 84.87 D 215102 D Common Shares 2008-01-17 4 S 0 100 84.68 D 215002 D Common Shares 2008-01-17 4 S 0 100 84.84 D 214902 D Common Shares 2008-01-17 4 S 0 100 83.95 D 214802 D Common Shares 2008-01-17 4 S 0 200 83.81 D 214602 D Common Shares 2008-01-17 4 S 0 100 83.94 D 214502 D Common Shares 2008-01-17 4 S 0 100 83.78 D 214402 D Common Shares 2008-01-17 4 S 0 100 83.46 D 214302 D Common Shares 2008-01-17 4 S 0 100 83.53 D 214202 D Common Shares 2008-01-17 4 S 0 100 82.93 D 214102 D Common Shares 2008-01-17 4 S 0 100 82.55 D 214002 D Common Shares 2008-01-17 4 S 0 100 82.39 D 213902 D Common Shares 2008-01-17 4 S 0 100 82.43 D 213802 D Common Shares 2008-01-17 4 S 0 100 82.44 D 213702 D Common Shares 2008-01-17 4 S 0 100 81.99 D 213602 D Common Shares 2008-01-17 4 S 0 100 82.06 D 213502 D Stock Option 38.05 2008-01-17 4 M 0 5704 38.05 D 1998-07-27 2008-01-27 Common Shares 5704 36117 D This field is not applicable. The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2007. 1998 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 17, 2008 (10 days before the expiration of their ten-year term). This is Form 1 of 2. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2008-01-22 -----END PRIVACY-ENHANCED MESSAGE-----