-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZGU23czBtGGcLSxUymcbVfwJphkO7DaxUIef7+nEBWvfi0gfJnZ3VEUTwSHehoi ulb3R9Rnm4ExRaEdsoMMDw== 0001209191-08-004832.txt : 20080122 0001209191-08-004832.hdr.sgml : 20080121 20080122173511 ACCESSION NUMBER: 0001209191-08-004832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080117 FILED AS OF DATE: 20080122 DATE AS OF CHANGE: 20080122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK SUSAN J CENTRAL INDEX KEY: 0001188583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 08542843 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-01-17 0 0000031277 EATON CORP ETN 0001188583 COOK SUSAN J EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Vice President-Human Resources Common Shares 2008-01-17 4 M 0 2091 38.05 A 3691 D Common Shares 2008-01-17 4 S 0 100 84.86 D 3591 D Common Shares 2008-01-17 4 S 0 100 85.12 D 3491 D Common Shares 2008-01-17 4 S 0 100 84.07 D 3391 D Common Shares 2008-01-17 4 S 0 100 84.63 D 3291 D Common Shares 2008-01-17 4 S 0 100 84.60 D 3191 D Common Shares 2008-01-17 4 S 0 100 84.30 D 3091 D Common Shares 2008-01-17 4 S 0 100 83.94 D 2991 D Common Shares 2008-01-17 4 S 0 100 83.50 D 2891 D Common Shares 2008-01-17 4 S 0 100 82.38 D 2791 D Common Shares 2008-01-17 4 S 0 100 82.35 D 2691 D Common Shares 2008-01-17 4 S 0 100 81.66 D 2591 D Common Shares 2008-01-17 4 S 0 100 82.17 D 2491 D Common Shares 2008-01-17 4 S 0 100 82.55 D 2391 D Common Shares 2008-01-17 4 S 0 100 83.13 D 2291 D Common Shares 2008-01-17 4 S 0 100 82.90 D 2191 D Common Shares 2008-01-17 4 S 0 100 83.08 D 2091 D Common Shares 2008-01-17 4 S 0 100 82.59 D 1991 D Common Shares 2008-01-17 4 S 0 100 82.40 D 1891 D Common Shares 2008-01-17 4 S 0 191 81.87 D 1700 D Common Shares 2008-01-17 4 S 0 100 84.67 D 1600 D Common Shares 4814.044 I by trustee of ESP Stock Option 38.05 2008-01-17 4 M 0 2091 38.05 D 1998-07-27 2008-01-27 Common Shares 2091 8364 D This field is not applicable. The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2007. The sales of shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2007. These shares are held in the Eaton Savings Plan. 1998 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 17, 2008 (10 days before the expiration of their ten-year term). /s/Kathleen S. O'Connor, as Attorney-in-Fact 2008-01-22 -----END PRIVACY-ENHANCED MESSAGE-----