-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MBj8+95QbZ23eRbIVVSPgyccNL8To+f8PVAeu/oUZ341Vc+J0LVsOmoO8GK4pImT B8+we/yKC2YamXrjVy7Ihg== 0001209191-07-018516.txt : 20070319 0001209191-07-018516.hdr.sgml : 20070319 20070319164558 ACCESSION NUMBER: 0001209191-07-018516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070315 FILED AS OF DATE: 20070319 DATE AS OF CHANGE: 20070319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK SUSAN J CENTRAL INDEX KEY: 0001188583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07703808 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-15 0 0000031277 EATON CORP ETN 0001188583 COOK SUSAN J EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Vice President-Human Resources Common Shares 4763.332 I by trustee of ESP Common Shares 1700 D Phantom Shares 0.00 2007-03-15 4 A 0 9732.32 75.32 A Common Shares 9732.32 47830.616 D These shares are held in the Eaton Savings Plan. Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. These Phantom Share Units were acquired by the reporting person's deferral in the deferred incentive compensation plans maintained by the Company of bonus and long-term incentive compensation earned during 2006. The number of Phantom Share Units acquired is based on the average of the mean prices for Eaton Common Shares for the twenty trading days immediately following the end of the period in which the compensation was earned. This field is not applicable. /s/ Claudia J. Taller as attorney-in-fact 2007-03-19 -----END PRIVACY-ENHANCED MESSAGE-----