-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+y6UpM46C/Rrtc7A8xInTTZ0hSBPwp71SAhvzng/uTGRmWCryWOCkHFOMC6mVjG 4wt2P67ozQdioJ1RfQNO0g== 0001209191-07-011485.txt : 20070216 0001209191-07-011485.hdr.sgml : 20070216 20070216160222 ACCESSION NUMBER: 0001209191-07-011485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070215 FILED AS OF DATE: 20070216 DATE AS OF CHANGE: 20070216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUTLER ALEXANDER M CENTRAL INDEX KEY: 0001188585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07631426 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-15 0 0000031277 EATON CORP ETN 0001188585 CUTLER ALEXANDER M EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 1 1 0 0 Chairman and CEO; President Common Shares 2007-02-15 4 J 0 2792 73.44 A 191695 D Common Shares 2007-02-15 4 J 0 2793 74.23 A 194488 D Common Shares 2007-02-15 4 J 0 5599 74.80 A 200087 D Common Shares 2007-02-15 4 J 0 2816 76.32 A 202903 D Common Shares 2007-02-15 4 J 0 2860 76.51 A 205763 D Common Shares 15933.154 I by trustee of ESP Common Shares 1000 I by spouse On January 11, 2007, Mr. Cutler sold shares pursuant to his 10b5-1 plan. The broker in this transaction, Fidelity Brokerage Services LLC ("Fidelity"), mistakenly sold 2,792 shares in contravention of such plan. The transaction reported in this Form 4 is for the purpose of unwinding such sale, and was handled through Fidelity's error account. Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. On January 12, 2007, Mr. Cutler sold shares pursuant to his 10b5-1 plan. The broker in this transaction, Fidelity, mistakenly sold 2,793 shares in contravention of such plan. The transaction reported in this Form 4 is for the purpose of unwinding such sale, and was handled through Fidelity's error account. On January 16, 2007, Mr. Cutler sold shares pursuant to his 10b5-1 plan. The broker in this transaction, Fidelity, mistakenly sold 5,599 shares in contravention of such plan. The transaction reported in this Form 4 is for the purpose of unwinding such sale, and was handled through Fidelity's error account. On January 17, 2007, Mr. Cutler sold shares pursuant to his 10b5-1 plan. The broker in this transaction, Fidelity, mistakenly sold 2,816 shares in contravention of such plan. The transaction reported in this Form 4 is for the purpose of unwinding such sale, and was handled through Fidelity's error account. On January 18, 2007, Mr. Cutler sold shares pursuant to his 10b5-1 plan. The broker in this transaction, Fidelity, mistakenly sold 2,860 shares in contravention of such plan. The transaction reported in this Form 4 is for the purpose of unwinding such sale, and was handled through Fidelity's error account. These shares are held in the Eaton Savings Plan. These shares are held in an Ohio Uniform Gifts for Minors account for a child of which Mr. Cutler's spouse is the custodian. /s/ Claudia J. Taller as attorney-in-fact 2007-02-16 -----END PRIVACY-ENHANCED MESSAGE-----