-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IpcntksHBOfiMKsqMUXy2mxFMNoI6QEO8GaTtBLIrjUqE2W5mK9O3zWxo6JCtO/I rX+nWpRHN7mUdouqgUfVrg== 0001209191-07-004514.txt : 20070122 0001209191-07-004514.hdr.sgml : 20070122 20070122160733 ACCESSION NUMBER: 0001209191-07-004514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070118 FILED AS OF DATE: 20070122 DATE AS OF CHANGE: 20070122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK SUSAN J CENTRAL INDEX KEY: 0001188583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07543484 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-18 0 0000031277 EATON CORP ETN 0001188583 COOK SUSAN J EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Vice President-Human Resources Common Shares 2007-01-18 4 M 0 8713 30.91 A 8713 D Common Shares 2007-01-18 4 S 0 100 77.06 D 8613 D Common Shares 2007-01-18 4 S 0 100 77.05 D 8513 D Common Shares 2007-01-18 4 S 0 100 76.98 D 8413 D Common Shares 2007-01-18 4 S 0 100 76.93 D 8313 D Common Shares 2007-01-18 4 S 0 100 76.92 D 8213 D Common Shares 2007-01-18 4 S 0 100 76.88 D 8113 D Common Shares 2007-01-18 4 S 0 100 76.86 D 8013 D Common Shares 2007-01-18 4 S 0 100 76.81 D 7913 D Common Shares 2007-01-18 4 S 0 270 76.74 D 7643 D Common Shares 2007-01-18 4 S 0 100 76.73 D 7543 D Common Shares 2007-01-18 4 S 0 100 76.72 D 7443 D Common Shares 2007-01-18 4 S 0 100 76.70 D 7343 D Common Shares 2007-01-18 4 S 0 100 76.68 D 7243 D Common Shares 2007-01-18 4 S 0 100 76.66 D 7143 D Common Shares 2007-01-18 4 S 0 100 76.65 D 7043 D Common Shares 2007-01-18 4 S 0 200 76.64 D 6843 D Common Shares 2007-01-18 4 S 0 400 76.60 D 6443 D Common Shares 2007-01-18 4 S 0 100 76.59 D 6343 D Common Shares 2007-01-18 4 S 0 100 76.57 D 6243 D Common Shares 2007-01-18 4 S 0 100 76.56 D 6143 D Common Shares 2007-01-18 4 S 0 100 76.55 D 6043 D Common Shares 2007-01-18 4 S 0 300 76.54 D 5743 D Common Shares 2007-01-18 4 S 0 100 76.53 D 5643 D Common Shares 2007-01-18 4 S 0 300 76.52 D 5343 D Common Shares 2007-01-18 4 S 0 600 76.51 D 4743 D Common Shares 2007-01-18 4 S 0 400 76.50 D 4343 D Common Shares 2007-01-18 4 S 0 200 76.49 D 4143 D Common Shares 2007-01-18 4 S 0 200 76.48 D 3943 D Common Shares 2007-01-18 4 S 0 300 76.47 D 3643 D Stock Option 30.91 2007-01-18 4 M 0 8713 30.91 D 1997-07-21 2007-01-21 Common Shares 8713 0 D The exercise of options reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. The sale of shares reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. This field is not applicable. 1997 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 11, 2007 (10 days before the expiration of their ten-year term). /s/ Sean T. Peppard as attorney-in-fact 2007-01-22 -----END PRIVACY-ENHANCED MESSAGE-----