-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TaaswYhjVDstDd/aoMKhMmsFnwBlDXEoq77ttIntZv5IvNZJcCM1wvRSBxor60eB W5Aoaxc+bZc00KYunVxZoQ== 0001209191-07-004319.txt : 20070119 0001209191-07-004319.hdr.sgml : 20070119 20070119143925 ACCESSION NUMBER: 0001209191-07-004319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070117 FILED AS OF DATE: 20070119 DATE AS OF CHANGE: 20070119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK SUSAN J CENTRAL INDEX KEY: 0001188583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07540421 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-17 0 0000031277 EATON CORP ETN 0001188583 COOK SUSAN J EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Vice President-Human Resources Common Shares 2007-01-17 4 M 0 8713 30.91 A 8713 D Common Shares 2007-01-17 4 S 0 100 77.47 D 8613 D Common Shares 2007-01-17 4 S 0 100 77.42 D 8513 D Common Shares 2007-01-17 4 S 0 100 77.37 D 8413 D Common Shares 2007-01-17 4 S 0 100 77.22 D 8313 D Common Shares 2007-01-17 4 S 0 100 77.20 D 8213 D Common Shares 2007-01-17 4 S 0 143 77.10 D 8070 D Common Shares 2007-01-17 4 S 0 100 77.08 D 7970 D Common Shares 2007-01-17 4 S 0 100 76.97 D 7870 D Common Shares 2007-01-17 4 S 0 100 76.94 D 7770 D Common Shares 2007-01-17 4 S 0 200 76.91 D 7570 D Common Shares 2007-01-17 4 S 0 100 76.89 D 7470 D Common Shares 2007-01-17 4 S 0 100 76.87 D 7370 D Common Shares 2007-01-17 4 S 0 100 76.86 D 7270 D Common Shares 2007-01-17 4 S 0 100 76.85 D 7170 D Common Shares 2007-01-17 4 S 0 100 76.83 D 7070 D Common Shares 2007-01-17 4 S 0 100 76.82 D 6970 D Common Shares 2007-01-17 4 S 0 100 76.81 D 6870 D Common Shares 2007-01-17 4 S 0 100 76.79 D 6770 D Common Shares 2007-01-17 4 S 0 100 76.78 D 6670 D Common Shares 2007-01-17 4 S 0 100 76.76 D 6570 D Common Shares 2007-01-17 4 S 0 100 76.75 D 6470 D Common Shares 2007-01-17 4 S 0 100 76.74 D 6370 D Common Shares 2007-01-17 4 S 0 100 76.73 D 6270 D Common Shares 2007-01-17 4 S 0 200 76.72 D 6070 D Common Shares 2007-01-17 4 S 0 200 76.70 D 5870 D Common Shares 2007-01-17 4 S 0 100 76.69 D 5770 D Common Shares 2007-01-17 4 S 0 100 76.64 D 5670 D Common Shares 2007-01-17 4 S 0 200 76.62 D 5470 D Common Shares 2007-01-17 4 S 0 100 76.60 D 5370 D Stock Option 30.91 2007-01-17 4 M 0 8713 30.91 D 1997-07-21 2007-01-21 Common Shares 8713 8713 D The exercise of options reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. The sale of shares reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. This field is not applicable. 1997 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 11, 2007 (10 days before the expiration of their ten-year term). /s/ Sean T. Peppard as attorney-in-fact 2007-01-19 -----END PRIVACY-ENHANCED MESSAGE-----