-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nrg+K6+6+/F/CE+5++dWEWhhM/7ifzM9KkMRawnSxaHc+4Us9Ewm8nIfRiK24ail bmLdP+F2XTbHyeINh1bhqQ== 0001209191-07-003945.txt : 20070117 0001209191-07-003945.hdr.sgml : 20070117 20070117174008 ACCESSION NUMBER: 0001209191-07-003945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUTLER ALEXANDER M CENTRAL INDEX KEY: 0001188585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07535981 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-12 0 0000031277 EATON CORP ETN 0001188585 CUTLER ALEXANDER M EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 1 1 0 0 Chairman and CEO; President Common Shares 2007-01-12 4 M 0 33613 30.91 A 207520 D Common Shares 2007-01-12 4 S 0 400 74.49 D 207120 D Common Shares 2007-01-12 4 S 0 600 74.48 D 206520 D Common Shares 2007-01-12 4 S 0 300 74.47 D 206220 D Common Shares 2007-01-12 4 S 0 300 74.46 D 205920 D Common Shares 2007-01-12 4 S 0 300 74.45 D 205620 D Common Shares 2007-01-12 4 S 0 827 74.44 D 204793 D Common Shares 2007-01-12 4 S 0 200 74.43 D 204593 D Common Shares 2007-01-12 4 S 0 600 74.42 D 203993 D Common Shares 2007-01-12 4 S 0 500 74.41 D 203493 D Common Shares 2007-01-12 4 S 0 500 74.40 D 202993 D Common Shares 2007-01-12 4 S 0 600 74.39 D 202393 D Common Shares 2007-01-12 4 S 0 700 74.38 D 201693 D Common Shares 2007-01-12 4 S 0 400 74.37 D 201293 D Common Shares 2007-01-12 4 S 0 300 74.36 D 200993 D Common Shares 2007-01-12 4 S 0 700 74.35 D 200293 D Common Shares 2007-01-12 4 S 0 1300 74.34 D 198993 D Common Shares 2007-01-12 4 S 0 1000 74.33 D 197993 D Common Shares 2007-01-12 4 S 0 600 74.32 D 197393 D Common Shares 2007-01-12 4 S 0 400 74.31 D 196993 D Common Shares 2007-01-12 4 S 0 1000 74.30 D 195993 D Common Shares 2007-01-12 4 S 0 1000 74.29 D 194993 D Common Shares 2007-01-12 4 S 0 1000 74.28 D 193993 D Common Shares 2007-01-12 4 S 0 1400 74.27 D 192593 D Common Shares 2007-01-12 4 S 0 600 74.26 D 191993 D Common Shares 2007-01-12 4 S 0 1100 74.25 D 190893 D Common Shares 2007-01-12 4 S 0 500 74.24 D 190393 D Common Shares 2007-01-12 4 S 0 700 74.23 D 189693 D Common Shares 2007-01-12 4 S 0 400 74.22 D 189293 D Stock Option 30.91 2007-01-12 4 M 0 33613 30.91 D 1997-07-21 2007-01-21 Common Shares 33613 136070 D The exercise of options reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. The sale of shares reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. This field is not applicable. 1997 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 11, 2007 (10 days before the expiration of their ten-year term). /s/ Sean T. Peppard as attorney-in-fact 2007-01-17 -----END PRIVACY-ENHANCED MESSAGE-----