-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhINeriaUFLoLuVMjdRa6sb+bJuS96raBs4RPV7Q0OTI4T2tnVCXbC33ol7XBoqv rDUo++iHiKpusiq7qvM5ew== 0001209191-07-003936.txt : 20070117 0001209191-07-003936.hdr.sgml : 20070117 20070117172713 ACCESSION NUMBER: 0001209191-07-003936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK SUSAN J CENTRAL INDEX KEY: 0001188583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07535900 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-12 0 0000031277 EATON CORP ETN 0001188583 COOK SUSAN J EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Vice President-Human Resources Common Shares 2007-01-12 4 M 0 8712 30.91 A 8712 D Common Shares 2007-01-12 4 S 0 200 74.48 D 8512 D Common Shares 2007-01-12 4 S 0 100 74.44 D 8412 D Common Shares 2007-01-12 4 S 0 100 74.43 D 8312 D Common Shares 2007-01-12 4 S 0 243 74.41 D 8069 D Common Shares 2007-01-12 4 S 0 100 74.40 D 7969 D Common Shares 2007-01-12 4 S 0 100 74.39 D 7869 D Common Shares 2007-01-12 4 S 0 100 74.38 D 7769 D Common Shares 2007-01-12 4 S 0 100 74.36 D 7669 D Common Shares 2007-01-12 4 S 0 300 74.35 D 7369 D Common Shares 2007-01-12 4 S 0 300 74.34 D 7069 D Common Shares 2007-01-12 4 S 0 100 74.33 D 6969 D Common Shares 2007-01-12 4 S 0 100 74.31 D 6869 D Common Shares 2007-01-12 4 S 0 269 74.30 D 6600 D Common Shares 2007-01-12 4 S 0 200 74.28 D 6400 D Common Shares 2007-01-12 4 S 0 100 74.27 D 6300 D Common Shares 2007-01-12 4 S 0 100 74.26 D 6200 D Common Shares 2007-01-12 4 S 0 100 74.25 D 6100 D Common Shares 2007-01-12 4 S 0 200 74.24 D 5900 D Common Shares 2007-01-12 4 S 0 100 74.22 D 5800 D Common Shares 2007-01-12 4 S 0 200 74.21 D 5600 D Common Shares 2007-01-12 4 S 0 200 74.19 D 5400 D Common Shares 2007-01-12 4 S 0 100 74.15 D 5300 D Common Shares 2007-01-12 4 S 0 100 74.14 D 5200 D Common Shares 2007-01-12 4 S 0 200 74.13 D 5000 D Common Shares 2007-01-12 4 S 0 100 74.12 D 4900 D Common Shares 2007-01-12 4 S 0 100 74.11 D 4800 D Common Shares 2007-01-12 4 S 0 100 74.09 D 4700 D Common Shares 2007-01-12 4 S 0 1200 74.05 D 3500 D Stock Option 30.91 2007-01-12 4 M 0 8712 30.91 D 1997-07-21 2007-01-21 Common Shares 8712 34850 D The exercise of options reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. The sale of shares reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. This field is not applicable. 1997 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 11, 2007 (10 days before the expiration of their ten-year term). /s/ Sean T. Peppard as attorney-in-fact 2007-01-17 -----END PRIVACY-ENHANCED MESSAGE-----