-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NkomakIS9zmngDRqDgalnwXlRF9GCs7PHmysWNs9ho4r0L5NHf9z8HLHPnggFa7M Uyh0/7d5NGjdxenvcDl5Ew== 0001209191-07-003738.txt : 20070116 0001209191-07-003738.hdr.sgml : 20070115 20070116212508 ACCESSION NUMBER: 0001209191-07-003738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070111 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKLIN EARL R CENTRAL INDEX KEY: 0001188587 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07533407 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-11 0 0000031277 EATON CORP ETN 0001188587 FRANKLIN EARL R EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Vice President and Secretary Common Shares 2007-01-11 4 M 0 17424 30.91 A 33289 D Common Shares 2007-01-11 4 S 0 100 74.27 D 33189 D Common Shares 2007-01-11 4 S 0 100 74.22 D 33089 D Common Shares 2007-01-11 4 S 0 100 74.19 D 32989 D Common Shares 2007-01-11 4 S 0 300 74.15 D 32689 D Common Shares 2007-01-11 4 S 0 200 74.14 D 32489 D Common Shares 2007-01-11 4 S 0 100 74.13 D 32389 D Common Shares 2007-01-11 4 S 0 100 74.12 D 32289 D Common Shares 2007-01-11 4 S 0 100 74.11 D 32189 D Common Shares 2007-01-11 4 S 0 400 74.08 D 31789 D Common Shares 2007-01-11 4 S 0 100 74.07 D 31689 D Common Shares 2007-01-11 4 S 0 200 74.06 D 31489 D Common Shares 2007-01-11 4 S 0 100 74.05 D 31389 D Common Shares 2007-01-11 4 S 0 200 74.04 D 31189 D Common Shares 2007-01-11 4 S 0 100 74.01 D 31089 D Common Shares 2007-01-11 4 S 0 100 74.00 D 30989 D Common Shares 2007-01-11 4 S 0 100 73.99 D 30889 D Common Shares 2007-01-11 4 S 0 400 73.98 D 30489 D Common Shares 2007-01-11 4 S 0 300 73.96 D 30189 D Common Shares 2007-01-11 4 S 0 100 73.95 D 30089 D Common Shares 2007-01-11 4 S 0 100 73.94 D 29989 D Common Shares 2007-01-11 4 S 0 179 73.93 D 29810 D Common Shares 2007-01-11 4 S 0 100 73.89 D 29710 D Common Shares 2007-01-11 4 S 0 100 73.82 D 29610 D Common Shares 2007-01-11 4 S 0 100 73.80 D 29510 D Common Shares 2007-01-11 4 S 0 100 73.78 D 29410 D Common Shares 2007-01-11 4 S 0 100 73.74 D 29310 D Common Shares 2007-01-11 4 S 0 100 73.71 D 29210 D Common Shares 2007-01-11 4 S 0 100 73.67 D 29110 D Stock Option 30.91 2007-01-11 4 M 0 17424 30.91 D 1997-07-21 2007-01-21 Common Shares 17424 0 D The exercise of options reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. The sale of shares reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on June 12, 2006. This field is not applicable. 1997 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 11, 2007 (10 days before the expiration of their ten-year term). /s/ Sean T. Peppard as attorney-in-fact 2007-01-16 -----END PRIVACY-ENHANCED MESSAGE-----