-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VfVVE88SHxCr89vJU8mMQSWgk6ZUs4XbQCJPDkD+x7m7GhGai3mfuY0XFfOS5gnX Q2VuCX8RtXlyUJ5pEuOYYw== 0001209191-07-003551.txt : 20070116 0001209191-07-003551.hdr.sgml : 20070115 20070116093815 ACCESSION NUMBER: 0001209191-07-003551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070111 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAWOT BILLIE K CENTRAL INDEX KEY: 0001188598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 07530638 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-11 0 0000031277 EATON CORP ETN 0001188598 RAWOT BILLIE K EATON CENTER 1111 SUPERIOR AVE CLEVELAND OH 44114 0 1 0 0 Vice President and Controller Common Shares 2007-01-11 4 M 0 34850 30.91 A 42474.72 D Common Shares 2007-01-11 4 S 0 500 72.89 D 41974.72 D Common Shares 2007-01-11 4 S 0 3300 72.92 D 38674.72 D Common Shares 2007-01-11 4 S 0 1598 72.93 D 37076.72 D Common Shares 2007-01-11 4 S 0 3102 72.94 D 33974.72 D Common Shares 2007-01-11 4 S 0 100 72.95 D 33874.72 D Common Shares 2007-01-11 4 S 0 300 73.03 D 33574.72 D Common Shares 2007-01-11 4 S 0 6000 73.06 D 27574.72 D Common Shares 2007-01-11 4 S 0 4000 73.07 D 23574.72 D Common Shares 2007-01-11 4 S 0 1080 73.08 D 22494.72 D Common Shares 2007-01-11 4 S 0 1020 73.09 D 21474.72 D Common Shares 2007-01-11 4 S 0 2200 73.11 D 19274.72 D Common Shares 2007-01-11 4 S 0 3200 73.12 D 16074.72 D Common Shares 2007-01-11 4 S 0 1100 73.13 D 14974.72 D Common Shares 2007-01-11 4 S 0 600 73.14 D 14374.72 D Common Shares 2007-01-11 4 S 0 700 73.15 D 13674.72 D Common Shares 2007-01-11 4 S 0 900 73.17 D 12774.72 D Common Shares 2007-01-11 4 S 0 1200 73.18 D 11574.72 D Common Shares 2007-01-11 4 S 0 400 73.19 D 11174.72 D Common Shares 2007-01-11 4 S 0 900 73.24 D 10274.72 D Common Shares 2007-01-11 4 S 0 800 73.27 D 9474.72 D Common Shares 2007-01-11 4 S 0 1850 73.33 D 7624.72 D Common Shares 10279.478 I by trustee of ESP Stock Option 30.91 2007-01-11 4 M 0 34850 30.91 D 1997-07-21 2007-01-21 Common Shares 34850 0 D The exercise of options reported in this Form 4 report were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2006. The sales of shares reported in this Form 4 report were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2006. These shares are held in the Eaton Savings Plan. This field is not applicable. 1997 Performance Options - 50% of these options vested when a market price goal for Eaton shares was met. The remaining 50% vested on January 11, 2007 (10 days before the expiration of their ten-year term). /s/ Claudia J. Taller as attorney-in-fact 2007-01-16 -----END PRIVACY-ENHANCED MESSAGE-----