-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DbUpvS4JdJuJXf9iRlxNK0qQebrIpMOCJP0RpxZ31Axui2wUyIXTcwrl1SLZu4ax sVym2inyOiSPxc7Y6XMQ9A== 0001209191-06-035030.txt : 20060606 0001209191-06-035030.hdr.sgml : 20060606 20060606180604 ACCESSION NUMBER: 0001209191-06-035030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060602 FILED AS OF DATE: 20060606 DATE AS OF CHANGE: 20060606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUENTE STEPHEN M CENTRAL INDEX KEY: 0001188580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 06890134 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-06-02 0 0000031277 EATON CORP ETN 0001188580 BUENTE STEPHEN M EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Sr VP and President-Automotive Common Shares 2006-06-02 4 M 0 2461 40.60 A 44793 D Common Shares 2006-06-02 4 M 0 9596 38.05 A 54389 D Common Shares 2006-06-02 4 M 0 40200 36.47 A 94589 D Common Shares 2006-06-02 4 M 0 2886 34.65 D 91703 D Common Shares 2006-06-02 4 S 0 1800 74.58 D 89903 D Common Shares 2006-06-02 4 S 0 1100 74.56 D 88803 D Common Shares 2006-06-02 4 S 0 1900 74.55 D 86903 D Common Shares 2006-06-02 4 S 0 1300 74.54 D 85603 D Common Shares 2006-06-02 4 S 0 900 74.53 D 84703 D Common Shares 2006-06-02 4 S 0 300 74.52 D 84403 D Common Shares 2006-06-02 4 S 0 200 74.51 D 84203 D Common Shares 2006-06-02 4 S 0 3300 74.50 D 80903 D Common Shares 2006-06-02 4 S 0 600 74.49 D 80303 D Common Shares 2006-06-02 4 S 0 1100 74.48 D 79203 D Common Shares 2006-06-02 4 S 0 1600 74.47 D 77603 D Common Shares 2006-06-02 4 S 0 400 74.45 D 77203 D Common Shares 2006-06-02 4 S 0 900 74.44 D 76303 D Common Shares 2006-06-02 4 S 0 1000 74.43 D 75303 D Common Shares 2006-06-02 4 S 0 200 74.42 D 75103 D Common Shares 2006-06-02 4 S 0 700 74.41 D 74403 D Common Shares 2006-06-02 4 S 0 600 74.40 D 73803 D Common Shares 2006-06-02 4 S 0 600 74.39 D 73203 D Common Shares 2006-06-02 4 S 0 100 74.38 D 73103 D Common Shares 2006-06-02 4 S 0 400 74.37 D 72703 D Common Shares 2006-06-02 4 S 0 400 74.36 D 72303 D Common Shares 2006-06-02 4 S 0 600 74.35 D 71703 D Common Shares 2006-06-02 4 S 0 300 74.34 D 71403 D Common Shares 2006-06-02 4 S 0 100 74.31 D 71303 D Common Shares 5818.33 I by trustee of ESP Stock Option 38.05 2006-06-02 4 M 0 9596 38.05 D 1999-01-27 2008-01-27 Common Shares 9596 7596 D Stock Option 36.47 2006-06-02 4 M 0 40200 36.47 D 2002-02-27 2011-02-27 Common Shares 40200 0 D Stock Option 40.60 2006-06-02 4 M 0 2461 40.60 D 2003-02-26 2012-02-26 Common Shares 2461 41539 D Stock Option 34.65 2006-06-02 4 M 0 2886 34.65 D 2004-02-25 2013-02-25 Common Shares 2886 0 D Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. These shares are held in the Eaton Savings Plan. This field is not applicable. These options combined grants of Non-Qualified Stock Options and Incentive Stock Options. Thirty-five percent (35%) of the Non-Qualified Stock Options become exercisable on the first and second anniversaries of the date granted and thirty percent (30%) on the third anniversary of the date granted. The Incentive Stock Options are exercisable in their entirety three years from the date of grant. /s/ Claudia J. Taller as attorney-in-fact 2006-06-06 -----END PRIVACY-ENHANCED MESSAGE-----