-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QnMOm5DSNo9RqeNqyztxRIC8QJnquXD1jQbYJYuiqChShqhSy9QwM8zqNNBxG9ai TJ2nR6GB/SF9YcaI7LzSvQ== 0001209191-06-031691.txt : 20060522 0001209191-06-031691.hdr.sgml : 20060522 20060522162620 ACCESSION NUMBER: 0001209191-06-031691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060518 FILED AS OF DATE: 20060522 DATE AS OF CHANGE: 20060522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARSON RANDY W CENTRAL INDEX KEY: 0001188582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 06858850 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-05-18 0 0000031277 EATON CORP ETN 0001188582 CARSON RANDY W EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 Sr VP and President-Electrical Common Shares 2006-05-18 4 M 0 35758 36.47 A 53981 D Common Shares 2006-05-18 4 S 0 35758 76.50 D 18223 D Common Shares 2006-05-19 4 M 0 1700 36.47 A 19923 D Common Shares 2006-05-19 4 S 0 800 75.72 D 19123 D Common Shares 2006-05-19 4 S 0 900 75.65 D 18223 D Common Shares 2237.533 I by trustee of ESP Stock Option 36.47 2006-05-18 4 M 0 35758 36.47 D 2002-02-27 2011-02-27 Common Shares 35758 4442 D Stock Option 36.47 2006-05-19 4 M 0 1700 36.47 D 2002-02-27 2011-02-27 Common Shares 1700 2742 D These shares are held in the Eaton Savings Plan. This field is not applicable. These options combined grants of Non-Qualified Stock Options and Incentive Stock Options. Thirty-five percent (35%) of the Non-Qualified Stock Options become exercisable on the first and second anniversaries of the date granted and thirty percent (30%) on the third anniversary of the date granted. The Incentive Stock Options are exercisable in their entirety three years from the date of grant. /s/ Claudia J. Taller as attorney-in-fact 2006-05-22 -----END PRIVACY-ENHANCED MESSAGE-----