-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ha0f0DK7shYCW5mRQAEbNgcCjXVRzIwf6xELyQu+9zG8gJH32z6kEChHYsNSg4i4 54UfiedBu19/N6/iGeSxvw== 0001209191-06-016225.txt : 20060308 0001209191-06-016225.hdr.sgml : 20060308 20060308160118 ACCESSION NUMBER: 0001209191-06-016225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060306 FILED AS OF DATE: 20060308 DATE AS OF CHANGE: 20060308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEETNAM JAMES E CENTRAL INDEX KEY: 0001188600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 06673218 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-03-06 0 0000031277 EATON CORP ETN 0001188600 SWEETNAM JAMES E EATON CENTER 1111 SUPERIOR AVE CLEVELAND OH 44114 0 1 0 0 Sr VP and President - Truck Common Shares 2006-03-06 4 M 0 14960 40.60 A 48689 D Common Shares 2006-03-06 4 M 0 29480 34.65 A 78169 D Common Shares 2006-03-06 4 S 0 600 69.50 D 77569 D Common Shares 2006-03-06 4 S 0 500 69.49 D 77069 D Common Shares 2006-03-06 4 S 0 500 69.48 D 76569 D Common Shares 2006-03-06 4 S 0 792 69.47 D 75777 D Common Shares 2006-03-06 4 S 0 300 69.44 D 75477 D Common Shares 2006-03-06 4 S 0 2500 69.42 D 72977 D Common Shares 2006-03-06 4 S 0 100 69.41 D 72877 D Common Shares 2006-03-06 4 S 0 200 69.40 D 72677 D Common Shares 2006-03-06 4 S 0 4000 69.39 D 68677 D Common Shares 2006-03-06 4 S 0 4600 69.38 D 64077 D Common Shares 2006-03-06 4 S 0 500 69.37 D 63577 D Common Shares 2006-03-06 4 S 0 100 69.36 D 63477 D Common Shares 2006-03-06 4 S 0 8800 69.35 D 54677 D Common Shares 2006-03-06 4 S 0 2000 69.32 D 52677 D Common Shares 2006-03-06 4 S 0 2000 69.30 D 50677 D Common Shares 2006-03-06 4 S 0 5600 69.28 D 45077 D Common Shares 2006-03-06 4 S 0 6000 69.27 D 39077 D Common Shares 309.538 I by trustee of ESP Stock Option 40.60 2006-03-06 4 M 0 14960 40.60 D 2003-02-26 2012-02-26 Common Shares 14960 0 D Stock Option 34.65 2006-03-06 4 M 0 29480 34.65 D 2004-02-25 2013-02-25 Common Shares 29480 0 D Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. These shares are held in the Eaton Savings Plan. This field is not applicable. These options combined grants of Non-Qualified Stock Options and Incentive Stock Options. Thirty-five percent (35%) of the Non-Qualified Stock Options become exercisable on the first and second anniversaries of the date granted and thirty percent (30%) on the third anniversary of the date granted. The Incentive Stock Options are exercisable in their entirety three years from the date of grant. /s/ Claudia J. Taller as attorney-in-fact 2006-03-08 -----END PRIVACY-ENHANCED MESSAGE-----