-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LoV8gKGWWMg8cYr0DKvfWSfYS4ygjnuH0evRJg4+PwnvIwUlpWKseTSLKXYfPVnw 1KIow18wjq63yU08Kt2mtg== 0001209191-05-011390.txt : 20050222 0001209191-05-011390.hdr.sgml : 20050222 20050222151612 ACCESSION NUMBER: 0001209191-05-011390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050217 FILED AS OF DATE: 20050222 DATE AS OF CHANGE: 20050222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEETNAM JAMES E CENTRAL INDEX KEY: 0001188600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-56644 FILM NUMBER: 05630914 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-02-17 0 0000031277 EATON CORP ETN 0001188600 SWEETNAM JAMES E EATON CENTER 1111 SUPERIOR AVE CLEVELAND OH 44114 0 1 0 0 SrVPGroupExec - Truck Group Common Shares 2005-02-17 4 M 0 10150 38.05 A 36076 D Common Shares 2005-02-17 4 M 0 12360 36.47 A 48436 D Common Shares 2005-02-17 4 S 0 7500 68.65 D 40936 D Common Shares 2005-02-17 4 S 0 200 68.74 D 40736 D Common Shares 2005-02-17 4 S 0 300 68.75 D 40436 D Common Shares 2005-02-17 4 S 0 2400 68.76 D 38036 D Common Shares 2005-02-17 4 S 0 1500 68.77 D 36536 D Common Shares 2005-02-17 4 S 0 1600 68.78 D 34936 D Common Shares 2005-02-17 4 S 0 200 68.79 D 34736 D Common Shares 2005-02-17 4 S 0 5300 68.85 D 29436 D Common Shares 2005-02-17 4 S 0 100 68.86 D 29336 D Common Shares 2005-02-17 4 S 0 100 68.95 D 29236 D Common Shares 2005-02-17 4 S 0 268 68.99 D 28968 D Common Shares 2005-02-17 4 S 0 300 69.00 D 28668 D Common Shares 2005-02-18 4 M 0 29040 40.60 A 57708 D Common Shares 2005-02-18 4 M 0 14520 34.65 A 72228 D Common Shares 2005-02-18 4 M 0 6800 35.74 A 79028 D Common Shares 2005-02-18 4 M 0 2640 36.47 A 81668 D Common Shares 2005-02-18 4 S 0 14300 68.50 D 67368 D Common Shares 2005-02-18 4 S 0 400 68.61 D 66968 D Common Shares 2005-02-18 4 S 0 9800 68.65 D 57168 D Common Shares 2005-02-18 4 S 0 1600 68.66 D 55568 D Common Shares 2005-02-18 4 S 0 18100 68.70 D 37468 D Common Shares 2005-02-18 4 S 0 1200 68.72 D 36268 D Common Shares 2005-02-18 4 S 0 3100 68.73 D 33168 D Common Shares 2005-02-18 4 S 0 300 68.74 D 32868 D Common Shares 2005-02-18 4 S 0 1600 68.75 D 31268 D Common Shares 2005-02-18 4 S 0 2600 68.71 D 28668 D Common Shares 301.888 I by trustee of ESP Stock Option 38.05 2005-02-17 4 M 0 10150 D 1998-07-27 2008-01-27 Common Shares 10150 0 D Stock Option 36.47 2005-02-17 4 M 0 12360 D 2002-02-27 2011-02-27 Common Shares 9618 2640 D Stock Option 36.47 2005-02-18 4 M 0 2640 D 2002-02-27 2011-02-27 Common Shares 2640 0 D Stock Option 40.60 2005-02-18 4 M 0 29040 D 2003-02-26 2012-02-26 Common Shares 29040 14960 D Stock Option 34.65 2005-02-18 4 M 0 14520 D 2004-02-25 2013-02-25 Common Shares 14520 29480 D Stock Option 35.74 2005-02-18 4 M 0 6800 D 2002-07-02 2011-07-02 Common Shares 6800 0 D This field is not applicable. Certain of these shares represent restricted shares issued under an Eaton Corporation stock plan and are subject to risk of forfeiture. These options are exercisable in their entirety 6 months from the date of grant. Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thirty-four percent (34%) on the third anniversary of the date granted. /s/ James E. Sweetnam, by Claudia J. Taller as attorney-in-fact. 2005-02-22 -----END PRIVACY-ENHANCED MESSAGE-----