0001181431-12-061847.txt : 20121203
0001181431-12-061847.hdr.sgml : 20121203
20121203173727
ACCESSION NUMBER: 0001181431-12-061847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121130
FILED AS OF DATE: 20121203
DATE AS OF CHANGE: 20121203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Connor Christopher M
CENTRAL INDEX KEY: 0001181680
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01396
FILM NUMBER: 121238499
MAIL ADDRESS:
STREET 1: SHERWIN WILLIAMS CO
STREET 2: 101 PROSPECT AVE NW
CITY: CLEVELAND
STATE: OH
ZIP: 44115-1027
FORMER NAME:
FORMER CONFORMED NAME: CONNOR CHRISTOPHER M
DATE OF NAME CHANGE: 20020821
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EATON CORP
CENTRAL INDEX KEY: 0000031277
STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590]
IRS NUMBER: 340196300
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EATON CTR
STREET 2: 1111 SUPERIOR AVE
CITY: CLEVELAND
STATE: OH
ZIP: 44114-2584
BUSINESS PHONE: 2165235000
MAIL ADDRESS:
STREET 1: 1111 SUPERIOR AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
FORMER COMPANY:
FORMER CONFORMED NAME: EATON YALE & TOWNE INC
DATE OF NAME CHANGE: 19710822
4
1
rrd361894.xml
FORM 4
X0306
4
2012-11-30
1
0000031277
EATON CORP
ETN
0001181680
Connor Christopher M
EATON CENTER
1111 SUPERIOR AVE.
CLEVELAND
OH
44114
1
0
0
0
Common Stock
2012-11-30
4
D
0
12650
D
0
D
Phantom Shares
0.00
2012-11-30
4
D
0
22618.9
D
Common Shares
22618.9
0
D
Stock Option
37.505
2012-11-30
4
D
0
6504
D
2017-01-23
Common Shares
6504
0
D
Stock Option
37.21
2012-11-30
4
D
0
6450
D
2018-01-22
Common Shares
6450
0
D
Stock Option
38.54
2012-11-30
4
D
0
20000
D
2016-04-26
Common Shares
20000
0
D
Represents shares of Eaton Corporation ("Eaton") disposed of pursuant to merger of a wholly-owned subsidiary of Eaton Corporation plc ("New Eaton") with and into Eaton, with Eaton surviving the merger as a wholly-owned subsidiary of New Eaton (the "Merger"), in exchange for ordinary shares of New Eaton, which was consummated simultaneous with and conditioned on New Eaton's acquisition of Cooper Industries plc by means of a "scheme of arrangement", an Irish statutory procedure under the Companies Act of 1963. At the effective time of the Merger, each Eaton common share was cancelled and converted into the right to receive one New Eaton ordinary share.
This field is not applicable.
These phantom share units were assumed by New Eaton in the Merger and replaced with 22,618.9 New Eaton phantom share units with the same terms and conditions as the original Eaton phantom share units.
This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 6,504 ordinary shares of New Eaton for $37.505 with the same terms and conditions as the original Eaton stock option.
This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 6,450 ordinary shares of New Eaton for $37.21 with the same terms and conditions as the original Eaton stock option.
This option, which was fully vested at the effective time of the Merger, was assumed by New Eaton in the Merger and replaced with an option to purchase 20,000 ordinary shares of New Eaton for $38.54 with the same terms and conditions as the original Eaton stock option.
/s/ Kathleen S. O'Connor, as Attorney-in-Fact
2012-12-03