-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OdKLhxcUUA2GyV6kOJiIXZf/coCnZxUf2BQzTxGfv9fxF9cbiqX5C8ZqxdUkbxJ0 Etv0+Kzk9w0hjZZXudfSew== 0000891109-04-000138.txt : 20041027 0000891109-04-000138.hdr.sgml : 20041027 20041027155757 ACCESSION NUMBER: 0000891109-04-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041025 FILED AS OF DATE: 20041027 DATE AS OF CHANGE: 20041027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUENTE STEPHEN M CENTRAL INDEX KEY: 0001188580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-56644 FILM NUMBER: 041099586 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-10-25 0 0000031277 EATON CORP ETN 0001188580 BUENTE STEPHEN M EATON CORPORATION EATON CENTER CLEVELAND OH 44114 0 1 0 0 Sr VP and Grp Exec Automotive Common Shares 2004-10-25 4 M 0 36710.00 30.74 A 68937.00 D Common Shares 2004-10-25 4 S 0 3100.00 61.78 D 65837.00 D Common Shares 2004-10-25 4 S 0 100.00 61.76 D 65737.00 D Common Shares 2004-10-25 4 S 0 1000.00 61.75 D 64737.00 D Common Shares 2004-10-25 4 S 0 1900.00 61.77 D 62837.00 D Common Shares 2004-10-25 4 S 0 2800.00 61.80 D 60037.00 D Common Shares 2004-10-25 4 S 0 2700.00 61.88 D 57337.00 D Common Shares 2004-10-25 4 S 0 1000.00 61.85 D 56337.00 D Common Shares 2004-10-25 4 S 0 1500.00 61.84 D 54837.00 D Common Shares 2004-10-25 4 S 0 400.00 61.86 D 54437.00 D Common Shares 2004-10-25 4 S 0 300.00 61.83 D 54137.00 D Common Shares 2004-10-25 4 S 0 2300.00 61.89 D 51837.00 D Common Shares 2004-10-25 4 S 0 1200.00 61.91 D 50637.00 D Common Shares 2004-10-25 4 S 0 18400.00 61.90 D 32237.00 D Common Shares 2004-10-25 4 S 0 10.00 61.93 D 32227.00 D Common Shares 2004-10-25 4 M 0 8350.00 30.74 A 40577.00 D Common Shares 2004-10-25 4 M 0 1215.00 30.91 A 41792.00 D Common Shares 2004-10-25 4 F 0 609.00 61.63 D 41183.00 D Common Shares 2004-10-25 4 F 0 4164.00 61.63 D 37019.00 D Common Shares 2004-10-27 4 G 0 485.00 0.00 D 36534.00 D Common Shares 2004-10-27 4 G 0 485.00 0.00 A 485.00 I by Charitable Trust Common Shares 2004-10-27 4 S 0 485.00 63.34 D 0.00 I by Charitable Trust Common Shares 5642.16 I by trustee of ESP Stock Option 30.74 2004-10-25 4 M 0 36710.00 30.74 D 2000-01-26 2009-01-26 Common Shares 36710.00 9758.00 D Stock Option 30.74 2004-10-25 4 M 0 8350.00 30.74 D 2000-01-26 2009-01-26 Common Shares 8350.00 1408.00 D Stock Option 30.91 2004-10-25 4 M 0 1215.00 30.91 D 1997-07-21 2007-01-21 Common Shares 1215.00 34851.00 D These shares were delivered to the issuer to pay for the applicable option exercise price. These shares were transferred to a charitable trust held by Mr. Buente and sold by the trust. This field is not applicable. Eaton Savings Plan Thirty-three percent (33%) of these options become exercisable on the first and second anniversaries of the date granted and thir ty-four percent (34%) on the third anniversary of the date granted. These options are exercisable in their entirety 6 months from the date of grant. /s/ Stephen M. Buente, by Claudia J. Taller attorney-in-fact 2004-10-27 -----END PRIVACY-ENHANCED MESSAGE-----