-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ScmOBHNe9TwJsQbwBGYfmZ1ysYt6/oclGgydjkxc4sZkDGMvlLsXS6877xiFibiH lDi27S4QrLA1pcuXJamttg== 0000891109-04-000093.txt : 20040616 0000891109-04-000093.hdr.sgml : 20040616 20040616150634 ACCESSION NUMBER: 0000891109-04-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040614 FILED AS OF DATE: 20040616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORST J ROBERT CENTRAL INDEX KEY: 0001188589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-56644 FILM NUMBER: 04866173 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-06-14 0 0000031277 EATON CORP ETN 0001188589 HORST J ROBERT EATON CORPORATIONEATON CORPORATIONEATON EATON CENTEREATON CENTEREATON CENTER CLEVELAND OH 44114 0 1 0 0 V.P. and General Counsel Common Shares 2004-06-14 4 M 0 7436.00 20.90 A 11836.00 D Common Shares 2004-06-14 4 M 0 7436.00 22.81 A 19272.00 D Common Shares 2004-06-14 4 M 0 9526.00 30.91 A 28798.00 D Common Shares 2004-06-14 4 S 0 100.00 60.05 D 28698.00 D Common Shares 2004-06-14 4 S 0 100.00 60.08 D 28598.00 D Common Shares 2004-06-14 4 S 0 1800.00 60.09 D 26798.00 D Common Shares 2004-06-14 4 S 0 1600.00 60.10 D 25198.00 D Common Shares 2004-06-14 4 S 0 400.00 60.11 D 24798.00 D Common Shares 2004-06-14 4 S 0 3500.00 60.12 D 21298.00 D Common Shares 2004-06-14 4 S 0 1000.00 60.13 D 20298.00 D Common Shares 2004-06-14 4 S 0 900.00 60.14 D 19398.00 D Common Shares 2004-06-14 4 S 0 1500.00 60.15 D 17898.00 D Common Shares 2004-06-14 4 S 0 700.00 60.16 D 17198.00 D Common Shares 2004-06-14 4 S 0 800.00 60.17 D 16398.00 D Common Shares 2004-06-14 4 S 0 6100.00 60.20 D 10298.00 D Common Shares 2004-06-14 4 S 0 100.00 60.21 D 10198.00 D Common Shares 2004-06-14 4 S 0 900.00 60.22 D 9298.00 D Common Shares 2004-06-14 4 S 0 1000.00 60.23 D 8298.00 D Common Shares 2004-06-14 4 S 0 200.00 60.24 D 8098.00 D Common Shares 2004-06-14 4 S 0 500.00 60.25 D 7598.00 D Common Shares 2004-06-14 4 S 0 400.00 60.27 D 7198.00 D Common Shares 2004-06-14 4 S 0 400.00 60.28 D 6798.00 D Common Shares 2004-06-14 4 S 0 100.00 60.30 D 6698.00 D Common Shares 2004-06-14 4 S 0 100.00 60.36 D 6598.00 D Common Shares 2004-06-14 4 S 0 900.00 60.37 D 5698.00 D Common Shares 2004-06-14 4 S 0 700.00 60.38 D 4998.00 D Common Shares 2004-06-14 4 S 0 400.00 60.39 D 4598.00 D Common Shares 2004-06-14 4 S 0 198.00 60.41 D 4400.00 D Common Shares 7440.02 I by trustee of ESP Stock Option 20.90 2004-06-14 4 M 0 7436.00 20.90 D 1995-07-24 2005-01-24 Common Shares 7436.00 0.00 D Stock Option 22.81 2004-06-14 4 M 0 7436.00 22.81 D 1996-07-23 2006-01-23 Common Shares 7436.00 0.00 D Stock Option 30.91 2004-06-14 4 M 0 9526.00 30.91 D 1997-07-21 2007-01-21 Common Shares 9526.00 0.00 D Eaton Savings Plan This field is not applicable. These options are exercisable in their entirety 6 months from the date of grant. /s/ Robert J. Horst, by Claudia J. Taller, attorney-in-fact 2004-06-16 -----END PRIVACY-ENHANCED MESSAGE-----