-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GubTIWAV0SCFzDHTsN6ekPq5J79khi59mKFwZrjpijY9l8pK2P1xLldjA2BRmczs 90vz1f4qjStNn8ALGHKRHQ== 0000891109-03-000098.txt : 20031211 0000891109-03-000098.hdr.sgml : 20031211 20031211110616 ACCESSION NUMBER: 0000891109-03-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031209 FILED AS OF DATE: 20031211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWEETNAM JAMES E CENTRAL INDEX KEY: 0001188600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-56644 FILM NUMBER: 031048694 BUSINESS ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-12-09 0 0000031277 EATON CORP ETN 0001188600 SWEETNAM JAMES E EATON CORPORATION EATON CENTER CLEVELAND OH 44114 0 1 0 0 Sr VP Group Exec. Truck Group Common Shares 2003-12-09 4 M 0 1314.00 76.10 A 13267.00 D Common Shares 2003-12-09 4 M 0 6600.00 71.48 A 19867.00 D Common Shares 2003-12-09 4 S 0 200.00 106.25 D 19667.00 D Common Shares 2003-12-09 4 S 0 200.00 106.26 D 19467.00 D Common Shares 2003-12-09 4 S 0 100.00 106.28 D 19367.00 D Common Shares 2003-12-09 4 S 0 300.00 106.29 D 19067.00 D Common Shares 2003-12-09 4 S 0 3800.00 106.30 D 15267.00 D Common Shares 2003-12-09 4 S 0 800.00 106.31 D 14467.00 D Common Shares 2003-12-09 4 S 0 700.00 106.32 D 13767.00 D Common Shares 2003-12-09 4 S 0 200.00 106.33 D 13567.00 D Common Shares 2003-12-09 4 S 0 300.00 106.34 D 13267.00 D Common Shares 149.20 I by trustee of ESP Stock Option 76.10 2003-12-09 4 M 0 1314.00 76.10 D 1998-07-27 2008-01-27 Common Shares 1314.00 5075.00 D Stock Option 71.48 2003-12-09 4 M 0 6600.00 71.48 D 2002-07-02 2011-07-02 Common Shares 6600.00 3400.00 D Eaton Savings Plan These options are exercisable in their entirety 6 months from the date of grant. These options are exercisable as to one-third of the shares granted on each of the first, second and third anniversaries of the d ate of grant. /s/James E. Sweetnam, by /s/ Claudia J. Taller, Attorney-in 2003-12-11 -----END PRIVACY-ENHANCED MESSAGE-----